Peraso Inc
For the period ended Mar 31, 2024. Filed May 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 14, 2024
PRSO$0.36+2.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
(a) Exhibits
| Reference · Filed or Furnished | ||||||
|---|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | File No. | Form Exhibit | Filing Date | Herewith |
| 3.1 | Restated Certificate of Incorporation of the Company | 8-K | 000-32929 | 3.6 | November 12, 2010 | |
| 3.1.1 | Certificate of Amendment to Restated Certificate of Incorporation of the Company | 8-K | 000-32929 | 3.1 | February 14, 2017 | |
| 3.1.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019 | 8-K | 000-32929 | 3.1 | August 27, 2019 | |
| 3.1.3 | Certificate of Amendment to Articles of Incorporation (Name Change) | 8-K | 000-32929 | 3.1 | December 20, 2021 | |
| 3.1.4 | Certificate of Designation of Series A Special Voting Preferred Stock | 8-K | 000-32929 | 3.2 | December 20, 2021 | |
| 3.1.5 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023 | 8-K | 000-32929 | 3.1 | December 19, 2023 | |
| 3.2 | Amended and Restated Bylaws of the Company | 8-K | 000-32929 | 3.1 | November 23, 2021 | |
| 4.1 | Form of Series A Warrant | S-1/A | 333-276247 | 4.15 | February 5, 2024 | |
| 4.2 | Form of Series B Warrant | S-1/A | 333-276247 | 4.16 | February 5, 2024 | |
| 4.3 | Form of Pre-Funded Warrant | S-1/A | 333-276247 | 4.16 | January 23, 2024 | |
| 4.4 | Form of Underwriter Warrant | S-1/A | 333-276247 | 4.17 | January 23, 2024 | |
| 10.1 | Underwriting Agreement, dated February 6, 2024, by and between the Company and Ladenburg Thalmann & Co. Inc. | 8-K | 000-32929 | 1.1 | February 9, 2024 | |
| 10.2 | Form of Lock-Up Agreement | S-1/A | 333-276247 | 10.30 | January 23, 2024 | |
| 10.3 | Warrant Agency Agreement, dated February 8, 2024, by and between the Company and Equiniti Trust Company, LLC | 8-K | 000-32929 | 10.2 | February 9, 2024 | |
| 31.1 | Rule 13a-14 Certification | X | ||||
| 31.2 | Rule 13a-14 Certification | X | ||||
| 32.1 | Section 1350 Certification | X | ||||
| 101 | The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended March 31, 2024, filed with the SEC on May 14, 2024, formatted in Inline Extensible Business Reporting Language (Inline XBRL): (i) the Condensed Consolidated Statements of Operations and Comprehensive Income (Loss) for the three months ended March 31, 2024 and 2023, (ii) the Condensed Consolidated Balance Sheets as of March 31, 2024 and December 31, 2023, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three months ended March 31, 2024 and 2023, (iv) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2024 and 2023, and (v) Notes to Condensed Consolidated Financial Statements | X | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.