SARATOGA INVESTMENT CORP
For the period ended Feb 29, 2024. Filed May 6, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed May 6, 2024
SAR$13.02+0.5%Stored close · as of Nov 9, 2026
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Item 9B. Other Information
| a) | None. |
| b) | During the fiscal quarter ended February 29, 2024, no director or officer of the Company has entered into (i) any contract, instruction or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement. |
The Company has adopted insider trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities by officers and directors of the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.
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