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Welsbach Technology Metals Acquisition Corp

For the period ended Dec 31, 2023. Filed Apr 16, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Apr 16, 2024

EMAT$2.18+11.2%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 16. Form 10-K Summary

Not applicable

EXHIBIT INDEX

Exhibit No.Description
1.1Underwriting Agreement, dated December 27, 2021, by and between the Company and Chardan Capital Markets, LLC, as representative of the several underwriters. (4)
3.1Amended and Restated Certificate of Incorporation. (3)
3.2Amended and Restated Bylaws. (1)
4.1Specimen Unit Certificate. (1)
4.2Specimen Common Stock Certificate. (1)
4.3Specimen Right Certificate. (1)
4.4Rights Agreement, dated December 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as rights agent. (4)
4.5Description of Registered Securities. (6)
4.6Unit Purchase Option, dated December 27, 2021, by and between the Company and Chardan Capital Markets, LLC. (4)
10.1Letter Agreement, dated December 27, 2021, by and among the Company, its officers, directors, certain advisors, and the Sponsor. (4)
10.2Investment Management Trust Agreement, dated December 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. (4)
10.3Stock Escrow Agreement, dated December 27, 2021, by and between the Company, the Sponsor and Continental Stock Transfer & Trust Company, as escrow agent. (4)
10.4Registration Rights Agreement, dated December 27, 2021, by and among the Company and certain security holders. (4)
10.5Form of Indemnity Agreement. (1)
10.6Private Placement Units Purchase Agreement, dated December 27, 2021, by and between the Company and the Sponsor. (4)
10.7Promissory Note, dated June 25, 2021, issued to Welsbach Acquisition Holdings LLC. (2)
10.8Administrative Support Agreement, dated December 27, 2021, by and between the Company and the Sponsor. (4)
14Code of Ethics (1)
31.1*Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
31.2*Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
32.1*Certification of the Principal Executive and Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**
99.1Audit Committee Charter (1)
99.2Compensation Committee Charter (1)
97.1*Executive Compensation Clawback Policy*
101.INS*Inline XBRL Instance Document.
101.SCH*Inline XBRL Taxonomy Extension Schema Document.
101.CAL*Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104*Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*Filed herewith.
**Furnished herewith.
(1)Incorporated by reference to the Company’s Registration Statement on Form S-1, filed with the SEC on December 2, 2021.
(2)Incorporated by reference to the Company’s Registration Statement on Form S-1/A, filed with the SEC on December 15, 2021.
(3)Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on October 3, 2023.
(4)Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on December 30, 2021.
(5)Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on November 1, 2022

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

April 16, 2024WELSBACH TECHNOLOGY METALS ACQUISITION CORP.
By:/s/ Daniel Mamadou
Name:Daniel Mamadou
Title:Chief Executive Officer (Principal Executive Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

NamePositionDate
/s/ Daniel MamadouChief Executive Officer andApril 16, 2024
Daniel MamadouChairman of the Board of Directors (Principal Executive Officer)
/s/ John StanfieldChief Financial OfficerApril 16, 2024
John Stanfield(Principal Financial and Accounting Officer)
/s/ Christopher ClowerChief Operating Officer and DirectorApril 16, 2024
Christopher Clower
/s/ Dominik OggenfussDirectorApril 16, 2024
Dominik Oggenfuss
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.