Welsbach Technology Metals Acquisition Corp
For the period ended Dec 31, 2023. Filed Apr 16, 2024.
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FY2023 · Filed Apr 16, 2024
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Item 16. Form 10-K Summary
Not applicable
EXHIBIT INDEX
| Exhibit No. | Description |
| 1.1 | Underwriting Agreement, dated December 27, 2021, by and between the Company and Chardan Capital Markets, LLC, as representative of the several underwriters. (4) |
| 3.1 | Amended and Restated Certificate of Incorporation. (3) |
| 3.2 | Amended and Restated Bylaws. (1) |
| 4.1 | Specimen Unit Certificate. (1) |
| 4.2 | Specimen Common Stock Certificate. (1) |
| 4.3 | Specimen Right Certificate. (1) |
| 4.4 | Rights Agreement, dated December 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as rights agent. (4) |
| 4.5 | Description of Registered Securities. (6) |
| 4.6 | Unit Purchase Option, dated December 27, 2021, by and between the Company and Chardan Capital Markets, LLC. (4) |
| 10.1 | Letter Agreement, dated December 27, 2021, by and among the Company, its officers, directors, certain advisors, and the Sponsor. (4) |
| 10.2 | Investment Management Trust Agreement, dated December 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. (4) |
| 10.3 | Stock Escrow Agreement, dated December 27, 2021, by and between the Company, the Sponsor and Continental Stock Transfer & Trust Company, as escrow agent. (4) |
| 10.4 | Registration Rights Agreement, dated December 27, 2021, by and among the Company and certain security holders. (4) |
| 10.5 | Form of Indemnity Agreement. (1) |
| 10.6 | Private Placement Units Purchase Agreement, dated December 27, 2021, by and between the Company and the Sponsor. (4) |
| 10.7 | Promissory Note, dated June 25, 2021, issued to Welsbach Acquisition Holdings LLC. (2) |
| 10.8 | Administrative Support Agreement, dated December 27, 2021, by and between the Company and the Sponsor. (4) |
| 14 | Code of Ethics (1) |
| 31.1* | Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 31.2* | Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 32.1* | Certification of the Principal Executive and Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.** |
| 99.1 | Audit Committee Charter (1) |
| 99.2 | Compensation Committee Charter (1) |
| 97.1* | Executive Compensation Clawback Policy* |
| 101.INS* | Inline XBRL Instance Document. |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| * | Filed herewith. |
| ** | Furnished herewith. |
| (1) | Incorporated by reference to the Company’s Registration Statement on Form S-1, filed with the SEC on December 2, 2021. |
| (2) | Incorporated by reference to the Company’s Registration Statement on Form S-1/A, filed with the SEC on December 15, 2021. |
| (3) | Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on October 3, 2023. |
| (4) | Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on December 30, 2021. |
| (5) | Incorporated by reference to the Company’s Report on Form 8-K, filed with the SEC on November 1, 2022 |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| April 16, 2024 | WELSBACH TECHNOLOGY METALS ACQUISITION CORP. | |
|---|---|---|
| By: | /s/ Daniel Mamadou | |
| Name: | Daniel Mamadou | |
| Title: | Chief Executive Officer (Principal Executive Officer) |
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
| Name | Position | Date |
|---|---|---|
| /s/ Daniel Mamadou | Chief Executive Officer and | April 16, 2024 |
| Daniel Mamadou | Chairman of the Board of Directors (Principal Executive Officer) | |
| /s/ John Stanfield | Chief Financial Officer | April 16, 2024 |
| John Stanfield | (Principal Financial and Accounting Officer) | |
| /s/ Christopher Clower | Chief Operating Officer and Director | April 16, 2024 |
| Christopher Clower | ||
| /s/ Dominik Oggenfuss | Director | April 16, 2024 |
| Dominik Oggenfuss | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.