IMMERSION CORP
For the period ended Dec 31, 2023. Filed Mar 11, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 11, 2024
IMMR$6.99+0.7%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statement Schedules
The following documents are filed as part of this Form:
| 1 | Financial Statements |
| Page | |
|---|---|
| Report of Independent Registered Public Accounting Firm | 46 |
| Consolidated Balance Sheets as of December 31, 2023, and 2022 | 47 |
| Consolidated Statements of Income and Comprehensive Income for the Years Ended December 31, 2023, and 2022 | 48 |
| Consolidated Statements of Stockholders’ Equity for the Years Ended December 31, 2023, and 2022 | 49 |
| Consolidated Statements of Cash Flows for the Years Ended December 31, 2023, and 2022 | 50 |
| Notes to Consolidated Financial Statements | 52 |
| 2 | Financial Statement Schedules |
Schedules not listed above have been omitted because the information required to be set forth therein is not applicable or is shown in the consolidated financial statements or notes herein.
| 3 | Exhibits: |
The following exhibits are filed herewith:
| ExhibitNumber · Exhibit Description · Incorporated by Reference · FiledHerewith | ||||||
|---|---|---|---|---|---|---|
| Form · File No. · Exhibit · Filing Date | ||||||
| 3.1 | Immersion Corporation Amended and Restated Bylaws, effective as of August 12, 2022 | 10-K | 001-38334 | 3.1 | February 22, 2023 | |
| 3.2 | Amended and Restated Certificate of Incorporation of Immersion Corporation | 8-K | 000-27969 | 3.1 | June 7, 2017 | |
| 3.3 | Certificate of Designation of the Powers, Preferences and Rights of Series A Redeemable Convertible Preferred Stock | 8-K | 000-27969 | 3.1 | July 29, 2003 | |
| 3.4 | Amended and Restated Certificate of Designations of Series B Participating Preferred Stock of Immersion Corporation | 8-K | 000-27969 | 3.1 | November 17, 2021 | |
| 4.1 | Description of Securities | 10-K | 001-38334 | 4.1 | February 22, 2023 | |
| 4.2 | Section 382 Tax Benefits Preservation Plan, dated as of November 17, 2021, by and between Immersion Corporation and Computershare Trust Company, N.A., as Rights Agent. | 8-K | 000-27969 | 4.1 | November 17, 2021 | |
| 10.1 | # | License Agreement dated as of July 25, 2003 by and between Microsoft Corporation and Immersion Corporation | S-3/A | 333-108607 | 10.4 | February 13, 2004 |
| 10.2 | * | Form of Indemnity Agreement | 10-K | 001-38334 | 10.3 | February 22, 2023 |
| 10.3 | * | Amended and Restated Immersion Corporation 2021 Equity Incentive Plan (effective January 20, 2023) | 10-Q | 001-38334 | 10.3 | May 11, 2023 |
| 10.4 | * | Form of Stock Option Award Agreement for Immersion Corporation 2021 Equity Incentive Plan. | 10-K | 001-38334 | 10.13 | February 25, 2022 |
| 10.5 | * | Form of Award Agreement (Restricted Stock Units) to the Immersion Corporation 2021 Equity Incentive Plan. | 10-K | 001-38334 | 10.11 | February 22, 2023 |
| 10.6 | * | Form of Amendment to Award Agreement (Performance-Based Restricted Stock Units) to the Immersion Corporation 2021 Equity Incentive Plan | 10-K | 001-38334 | 10.12 | February 22, 2023 |
| 10.7 | * | Form of Award Agreement (Performance-Based Restricted Stock Units) to the Immersion Corporation 2011 Equity Incentive | 10-K | 000-38334 | 10.13 | February 22, 2023 |
| 10.8 | Office Lease between Carr NP Properties, L.L.C., and Immersion Corporation dated September 15, 2011. | 10-Q | 000-27969 | 10.2 | November 7, 2011 | |
| 10.9 | First Amendment to Office Lease dated November 12, 2014 by and between Immersion Corporation and BSREP Rio Robles LLC | 8-K | 000-27969 | 10.1 | November 14, 2014 | |
| 10.10 | Sublease, dated March 12, 2020, by and between Immersion Corporation and Neato Robotics, Inc. | 10-Q | 001-38334 | 10.3 | May 8, 2020 | |
| 10.11 | First Amendment to Sublease, dated May 1, 2020, by and between Immersion Corporation and Neato Robotics, Inc. | 10-Q | 001-38334 | 10.1 | May 8, 2020 | |
| 10.12 | # | Lease Agreement, dated January 26, 2022, by and between Immersion Corporation and COFE CIX Aventura, LLC | 10-K | 001-38334 | 10.27 | February 25, 2022 |
| 10.13 | # | Settlement and License Agreement, dated as of January 26, 2018, by and between Immersion Corporation and Apple Inc. | 10-Q/A | 001-38334 | 10.2 | July 31, 2018 | |
| 10.14 | Settlement and License Agreement, dated as of May 12, 2019, by and between Immersion Corporation and Samsung Electronics Co. Ltd | 10-Q | 001-38334 | 10.1 | August 14, 2019 | ||
| 10.15 | * | Form of Change of Control and Severance Agreement | 8-K | 001-38334 | 10.2 | May 27, 2022 | |
| 10.16 | * | Amended and Restated Change of Control and Severance Agreement, dated January 3, 2023, between Immersion Corporation and Eric Singer | 8-K | 001-38334 | 10.2 | January 3, 2023 | |
| 10.17 | * | Offer Letter, dated December 30, 2022, between Immersion Corporation and Eric Singer | 8-K | 001-38334 | 10.1 | January 3, 2023 | |
| 10.18 | * | Summary of Compensation Information of William Martin, the Company’s Chief Strategy Officer | 10-K | 001-38334 | 10.26 | February 22, 2023 | |
| 10.19 | * | Change of Control and Severance Agreement, dated May 26, 2022, by and between Immersion Corporation and William C. Martin. | 10-Q | 001-38334 | 10.2 | November 14, 2022 | |
| 10.20 | * | Immersion Corporation Annual Bonus Plan | 8-K | 001-38334 | 10.1 | May 30, 2023 | |
| 10.21 | * | Mutual Separation and Release Agreement between Immersion Corporation and Aaron Akerman | 8-K | 001-38334 | 10.2 | May 30, 2023 | |
| 10.22 | * | Offer Letter, dated May 26, 2023 between Immersion Corporation and J. Michael Dodson | 8-K | 001-38334 | 10.3 | May 30, 2023 | |
| 10.23 | * | Change of Control and Severance Agreement, dated May 26, 2023 between Immersion Corporation and J. Michael Dodson | 8-K | 001-38334 | 10.4 | May 30, 2023 | |
| 10.24 | Equity Distribution Agreement, dated as of July 6, 2021, by and between Immersion Corporation and Craig-Hallum Capital Group LLC | 8-K | 001-38334 | 1.1 | July 6, 2021 | ||
| 21.1 | Subsidiaries of Immersion Corporation. | X | |||||
| 23.1 | Consent of Plante & Moran, PLLC, Independent Registered Public Accounting Firm, with respect to the fiscal year ended December 31, 2023. | X | |
| 31.1 | Certification of Eric Singer, Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |
| 31.2 | Certification of J. Michael Dodson, Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |
| 32.1 | + | Certification of Eric Singer, Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X |
| 32.2 | + | Certification of J. Michael Dodson, Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 97.1 | Dodd-Frank Clawback Policy | X | |
| 101.INS | Inline XBRL Report Instance Document | X | |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | |
| 101.CAL | Inline XBRL Taxonomy Calculation Linkbase Document | X | |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | |
| 101.LAB | Inline XBRL Taxonomy Label Linkbase Document | X | |
| 101.PRE | Inline XBRL Presentation Linkbase Document | X | |
| 104 | + | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | X |
Confidential treatment has been granted for portions of this exhibit by the SEC.
- Constitutes a management contract or compensatory plan.
- This certification is deemed not filed for purposes of section 18 of the Exchange Act, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act, as amended, or the Exchange Act, as amended.
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