Kayne Anderson BDC Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 29, 2024
KBDC$12.96+0.9%Stored close · as of Nov 10, 2026
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) DOCUMENTS FILED AS PART OF THIS REPORT
The following is a list of our consolidated financial statements included in this Annual Report on Form 10-K under Item 8 of Part II hereof:
1. CONSOLIDATED FINANCIAL STATEMENTS AND SUPPLEMENTAL DATA
Index to Consolidated Financial Statements
| Page | |
| Report of Independent Registered Public Accounting Firm | F-2 |
|---|---|
| Consolidated Statements of Assets and Liabilities as of December 31, 2023 and 2022 | F-3 |
| Consolidated Statements of Operations for the years ended December 31, 2023, 2022 and 2021 | F-4 |
| Consolidated Statements of Changes in Net Assets for the years ended December 31, 2023, 2022 and 2021 | F-5 |
| Consolidated Statement of Cash Flows for the years ended December 31, 2023, 2022 and 2021 | F-6 |
| Consolidated Schedules of Investments as of December 31, 2023 and 2022 | F-7 |
| Notes to Consolidated Financial Statements | F-19 |
(b) EXHIBITS
| 3.1 | Certificate of Formation (3) |
| 3.2 | Initial Limited Liability Company Agreement (1) |
| 3.3 | Certificate of Conversion (2) |
| 3.4 | Certificate of Incorporation (2) |
| 3.5 | Amended and Restated Bylaws (5) |
| 4.1 | Description of Securities (3) |
| 10.1 | Investment Advisory Agreement (1) |
| 10.2 | Amendment to Investment Advisory Agreement (8) |
| 10.3 | Administration Agreement (1) |
| 10.4 | License Agreement (1) |
| 10.5 | Indemnification Agreement (1) |
| 10.6 | Custody Agreement (1) |
| 10.7 | Subscription Agreement (1) |
| 10.8 | Loan and Security Agreement, dated as of February 5, 2021, by and between KA Credit Advisors, LLC, as collateral manager, Kayne Anderson BDC Financing, LLC, as borrower, certain lenders thereto, administrative agent for the lenders, and collateral agent for the lenders (2) |
| 10.9 | Credit Agreement, dated February 5, 2021, by and between Kayne Anderson BDC, Inc., as borrower, lenders signatories thereto, and agent and the lead arranger (2) |
| 10.10 | Second Amendment to Credit Agreement, dated December 3, 2021, by and between Kayne Anderson BDC, Inc., as borrower, lender signatories thereto, and agent and lead arranger (5) |
| 10.11 | Third Amendment to the Credit Agreement, dated December 30, 2022, by and between Kayne Anderson BDC, Inc., as borrower, lenders, and City National Bank as administrative agent for the lenders (7) |
| 10.12 | Fourth Amendment to the Credit Agreement, dated December 31, 2023, by and between Kayne Anderson BDC, Inc., as borrower, lenders, and City National Bank as administrative agent for the lenders (11) |
| 10.13 | Senior Secured Revolving Credit Agreement (4) |
| 10.14 | Loan and Security Agreement (4) |
| 10.15 | First Amendment to Loan and Security Agreement, dated November 17, 2022, by and between KA Credit Advisors, LLC, as collateral manager, Kayne Anderson BDC Financing, LLC, as borrower, certain lenders thereto, administrative agent for the lenders, and collateral agent for the lenders (6) |
| 10.16 | Second Amendment to Loan and Security Agreement, dated June 29, 2023, by and between KA Credit Advisors, LLC, as collateral manager, Kayne Anderson BDC Financing, LLC, as borrower, certain lenders thereto, administrative agent for the lenders, and collateral agent for the lenders (9) |
| 10.17 | Loan and Security Agreement, dated December 22, 2023, by and between KA Credit Advisors, LLC, as portfolio manager, Kayne Anderson BDC Financing II, LLC, as borrower, certain lenders thereto, collateral administrator for the lenders, collateral agent for the lenders, securities intermediary party, and administrative agent for the lenders (10) |
| 10.18 | Notes Purchase Agreement, dated June 29, 2023, by and among the Company and the Purchasers party thereto (9) |
| 14.1 | Code of Ethics as amended March 1, 2021 (8) |
| 14.2 | Supplemental Antifraud Code of Ethics for Principal Officers and Senior Financial Officers (8) |
| 21.1 | Subsidiaries of Kayne Anderson BDC, Inc. (3) |
| 31.1* | Certification of Chief Executive Officer pursuant to Securities Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of Chief Financial Officer pursuant to Securities Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1* | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS | Inline XBRL Instance Document.* |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document.* |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document.* |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document.* |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document.* |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document.* |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| (1) | Incorporated by reference from the Company’s Amendment No. 2 to Form 10, as filed with the Securities and Exchange Commission on November 9, 2020. |
| (2) | Incorporated by reference from the Company’s Form 8-K, as filed with the Securities and Exchange Commission on February 9, 2021. |
| (3) | Incorporated by reference from the Company’s Form 10-K, as filed with the Securities and Exchange Commission on February 26, 2021. |
| (4) | Incorporated by reference from the Company’s Form 8-K, as filed with the Securities and Exchange Commission on February 25, 2022. |
| (5) | Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2022, as filed with the Securities and Exchange Commission on August 15, 2022. |
| (6) | Incorporated by reference from the Company's Form 8-K, as filed with the Securities and Exchange Commission on November 22, 2022. |
| (7) | Incorporated by reference from the Company's Form 8-K, as filed with the Securities and Exchange Commission on January 6, 2023. |
| (8) | Incorporated by reference from the Company’s Form 10-K, as filed with the Securities and Exchange Commission on March 13, 2023. |
| (9) | Incorporated by reference from the Company's Form 8-K, as filed with the Securities and Exchange Commission on July 5, 2023. |
| (10) | Incorporated by reference from the Company's Form 8-K, as filed with the Securities and Exchange Commission on December 29, 2023. |
| (11) | Incorporated by reference from the Company's Form 8-K, as filed with the Securities and Exchange Commission on January 5, 2024. |
| * | Filed herewith. |
|---|
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