CODEXIS, INC.
For the period ended Jun 30, 2026. Filed Aug 11, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 11, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
| ITEM 5. | OTHER INFORMATION |
|---|
Rule 10b5-1 Trading Arrangements
On June 16, 2026, Stefan Lutz, Ph.D., our Chief Technology Officer, adopted a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The plan provides for the potential sale of up to 16,928 shares of the Company’s common stock, together with any shares remaining unsold under a prior Rule 10b5-1 trading arrangement adopted on September 15, 2025, covering up to 39,750 shares. The trading plan will terminate on September 15, 2027, subject to early termination for certain specified events set forth in the plan.
During the three months ended June 30, 2026, none of the directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted orterminated any contracts, instructions, or written plans for the purchase or sale of our securities that were intended to meet the affirmative defense conditions of Rule 10b5-1(c) or any other “non-Rule 10b5-1 trading arrangement.”
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.