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CODEXIS INC

For the period ended Mar 31, 2025. Filed May 14, 2025.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 14, 2025

CDXS$1.08+5.9%Stored close · as of Nov 6, 2026

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Item 5. Other Information

ITEM 5.OTHER INFORMATION

Rule 10b5-1 Trading Arrangements

On March 11, 2025, Kevin Norrett, our Chief Operating Officer, adopted a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The plan provides for the sale of up to 66,602 shares of the Company’s common stock and will terminate on January 30, 2026, subject to early termination for certain specified events set forth in the plan.

During the three months ended March 31, 2025, except as set forth above, none of the directors or executive officers of the Company adopted orterminated any contracts, instructions, or written plans for the purchase or sale of our securities that were intended to meet the affirmative defense conditions of Rule 10b5-1(c) or any other non-Rule 10b5-1 trading arrangement.

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