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CODEXIS INC

For the period ended Dec 31, 2023. Filed Feb 28, 2024.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 28, 2024

CDXS$1.08+5.9%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Item 9B. Other Information

Rule 10b5-1 Trading Arrangements

During the three months ended December 31, 2023, none of the directors or executive officers of the Company adopted orterminated any contracts, instructions, or written plans for the purchase or sale of our securities that were intended to meet the affirmative defense conditions of Rule 10b5-1(c) or any other “non-Rule 10b5-1 trading arrangement.”

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.