Phoenix Energy One, LLC
For the period ended Sep 30, 2026. Filed Nov 10, 2026.
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Sep 30, 2026 · Filed Nov 10, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
(a)Recent Sales of Unregistered Securities: None.
(b)Use of Proceeds: On May 14, 2025, the registration statement with respect to up to $750.0 million aggregate principal amount of Registered Notes (File No. 333-282862) was declared effective and the Company commenced the offering of the Registered Notes on a continuous basis. Crescent Securities Group, Inc. currently acts as managing broker-dealer for the offering. The offering of the Registered Notes is ongoing, and, as of the date of this Quarterly Report, the Company has sold $104.3 million aggregate principal amount of Registered Notes, before payment of broker-dealer commissions of approximately $0.6 million and transaction fees and expenses. The proceeds of the Registered Notes have been and will continue to be used as described in the prospectus with respect to the offering.
On July 7, 2026, the registration statement with respect to up to $100.0 million aggregate principal amount of Phoenix Flex Notes (File No. 333-296428) was declared effective, and the Company commenced the offering of the Phoenix Flex Notes on a continuous basis. Crescent Securities Group, Inc. currently acts as managing broker-dealer for the offering. The offering of the Phoenix Flex Notes is ongoing, and, as of the date of this Quarterly Report, the Company has sold $22.5 million aggregate principal amount of Phoenix Flex Notes, before payment of broker-dealer commissions of approximately $0.1 million and transaction fees and expenses. The proceeds of the Phoenix Flex Notes will be used as described in the prospectus with respect to the offering.
(c)Purchases of Equity Securities by the Issuer and Affiliated Purchasers: None.
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