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Upstream Bio, Inc.

For the period ended Sep 30, 2026. Filed Nov 10, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 10, 2026

UPB$3.38-5.6%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Condensed Consolidated Statement of Stockholders’ Equity

(Amounts in thousands, except share amounts)

Common Stock · Additional Paid-in · Accumulated · AccumulatedOther Comprehensive · Total Stockholders'
SharesAmountCapitalDeficitIncome (Loss)Equity
Balances at December 31, 202453,603,398$53$660,604$(190,780)$(25)$469,852
Issuance of common stock under stock plans37,497—————
Stock-based compensation expense——2,635——2,635
Unrealized gain on available-for-sale securities, net of tax————393393
Net loss———(27,270)—(27,270)
Balances at March 31, 202553,640,89553663,239(218,050)368445,610
Issuance of common stock under stock plans157,2561611——612
Stock-based compensation expense——2,597——2,597
Unrealized loss on available-for-sale securities, net of tax————(110)(110)
Net loss———(39,966)—(39,966)
Balances at June 30, 202553,798,15154666,447(258,016)258408,743
Issuance of common stock under stock plans201,3712758——760
Stock-based compensation expense——2,594——2,594
Unrealized gain on available-for-sale securities, net of tax————235235
Net loss———(33,748)—(33,748)
Balances at September 30, 202553,999,522$56$669,799$(291,764)$493$378,584

Condensed consoli dated statement of stockholders’ equity

(Amounts in thousands, except share amounts)

Common Stock · Additional Paid-in · Accumulated · AccumulatedOther Comprehensive · Total Stockholders'
SharesAmountCapitalDeficitIncome (Loss)Equity
Balances at December 31, 202554,237,750$54$673,410$(334,223)$530$339,771
Issuance of common stock under stock plans182,236—598——598
Stock-based compensation expense——4,647——4,647
Unrealized loss on available-for-sale securities, net of tax————(430)(430)
Net loss———(40,591)—(40,591)
Balances at March 31, 202654,419,98654678,655(374,814)100303,995
Issuance of common stock in connection with at-the-market program, net of commissions239,797—2,083——2,083
Issuance of common stock under stock plans111,258—450——450
Stock-based compensation expense——4,354——4,354
Unrealized loss on available-for-sale securities, net of tax————(223)(223)
Net loss———(39,702)—(39,702)
Balances at June 30, 202654,771,04154685,542(414,516)(123)270,957
Issuance of common stock under stock plans40,350—69——69
Stock-based compensation expense——4,345——4,345
Unrealized loss on available-for-sale securities, net of tax————(204)(204)
Net loss———(41,192)—(41,192)
Balances at September 30, 202654,811,391$54$689,956$(455,708)$(327)$233,975
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.