FiscalNote Holdings, Inc.
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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Sep 30, 2026 · Filed Nov 9, 2026
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Defaults upon Senior Securities
On April 13, 2026, the Company’s Class A Common Stock was delisted from the NYSE. The NYSE delisting caused events of default under the Subordinated Notes. On August 22, 2026, the forbearance agreements with each of the Subordinated Creditors expired and the Company is in default under the Subordinated Notes.
At September 30, 2026, the Company was not in compliance with the minimum cash balance requirement, the minimum ARR requirement, and the minimum adjusted EBITDA requirement under the 2025 Senior Term Loan for the twelve month period ending September 30, 2026. None of such covenant breaches have been waived. As a result of the NYSE delisting and related events of default under the Subordinated Notes, the Company is also in default of its 2025 Senior Term Loan due to the cross-default provision within the 2025 Senior Term Loan. As of the date of this filing, the 2025 Senior Term Loan lenders have reserved their rights to exercise their default rights, which could include the immediate repayment of the amount outstanding under the 2025 Senior Term Loan.
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