HANMI FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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Securities
As of September 30, 2026, our securities portfolio consisted of U.S. government agency and sponsored agency mortgage-backed securities, collateralized mortgage obligations and debt securities, tax-exempt municipal bonds and U.S. Treasury securities. Most of these securities carry fixed interest rates. Other than holdings of U.S. government agency and sponsored agency obligations, there were no securities of any one issuer exceeding 10% of stockholders’ equity as of September 30, 2026 or December 31, 2025.
Securities decreased $11.1 million to $869.5 million at September 30, 2026 from $880.6 million at December 31, 2025, mainly attributed to $217.2 million in principal paydowns, calls, and maturities and $44.5 million from the sale of U.S. Treasury securities, partially offset by $279.8 million in purchases.
The following table summarizes the contractual or expected maturity schedule for securities, at amortized cost, and their cost-weighted average yield, as of September 30, 2026:
| After OneYear But · After FiveYears But | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Within OneYear · Within FiveYears · Within TenYears · After TenYears · Total | ||||||||||||
| Amount · Yield · Amount · Yield · Amount · Yield · Amount · Yield · Amount · Yield | ||||||||||||
| (dollars in thousands) | ||||||||||||
| Securities available for sale: | ||||||||||||
| U.S. Treasury securities | $126,167 | 3.69% | $100,106 | 4.24% | $— | 0.00% | $— | 0.00% | $226,273 | 3.94% | ||
| U.S. government agency and sponsored agency obligations: | ||||||||||||
| Mortgage-backed securities - residential | — | — | 1,543 | 3.25 | 211,080 | 1.36 | 171,650 | 3.06 | 384,273 | 2.13 | ||
| Mortgage-backed securities - commercial | — | — | 2,946 | 3.39 | 3,337 | 4.17 | 72,283 | 2.76 | 78,566 | 2.84 | ||
| Collateralized mortgage obligations | 151 | 4.50 | 14,166 | 2.21 | 7,564 | 3.59 | 138,026 | 4.40 | 159,907 | 4.17 | ||
| Other U.S. government agency obligations | 24,567 | 1.18 | 10,000 | 4.10 | — | — | — | — | 34,567 | 2.02 | ||
| Total U.S. government agency and sponsored agency obligations | 24,718 | 1.20 | 28,655 | 3.05 | 221,981 | 1.48 | 381,959 | 3.49 | 657,313 | 2.71 | ||
| Municipal bonds-tax exempt | 74,242 | - | 74,242 | 1.34 | ||||||||
| Total securities available for sale | $150,885 | 3.28% | $128,761 | 3.98% | $296,223 | 1.44% | $381,959 | 3.49% | $957,828 | 2.89% | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.