PEAPACK GLADSTONE FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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Sep 30, 2026 · Filed Nov 6, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
ITEM 2. Unregistered Sales of Equity Securities and Use of Proceeds
| TotalNumber of SharesPurchasedAs Part ofPublicly AnnouncedPlans or Programs | TotalNumber of SharesWithheld (1) | Average Price PaidPer Share | Maximum Number ofShares That MayYet Be PurchasedUnder the PlansOr Programs (2) | |
|---|---|---|---|---|
| July 1, 2026 - | ||||
| July 31, 2026 | — | — | $— | 680,000 |
| August 1, 2026 - | ||||
| August 31, 2026 | — | — | — | 680,000 |
| September 1, 2026 - | ||||
| September 30, 2026 | — | — | — | 680,000 |
| Total | — | — | $— | |
(1) Represents shares withheld to satisfy tax withholding obligations upon the exercise of stock options and/or the vesting of restricted stock awards/units. Such shares are repurchased pursuant to the applicable plan and are not under the Company's share repurchase program.
(2) On January 30, 2025, the Company's Board of Directors approved a plan to repurchase up to 880,000 shares, which was approximately 5 percent of the outstanding shares as of that date, through December 31, 2026. The timing and amount of shares repurchased will depend on certain factors, including but not limited to, market conditions, the Company's liquidity and capital requirements and alternative uses of capital.
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