Moelis & Co

For the period ended Sep 30, 2026. Filed Nov 6, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 6, 2026

MC$56.97-1.1%Stored close · as of Nov 10, 2026

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Contents

Unregistered Sales of Equity Securities and Use of Proceeds

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

Unregistered Sales

None.

Issuer Purchases of Equity Securities in the third quarter of 2026

Approximate Dollar Value
Shares Purchased · of Shares that May Yet
Total Number · as Part of Publicly · be Purchased Under
of Shares · Average Price · Announced Plans · the Plan or
Period · Purchased(1) · Paid per Share · or Programs(2)(3) · Programs(2)(3)
July 1 - July 31	25,445	$67.02	25,000	$	224.6 million
August 1 - August 31	252,130	67.36	235,883		208.7 million
September 1 - September 30	—	—	—		208.7 million
Total	277,575	$67.33	260,883	$	208.7 million

(1)

These include share purchases arising from net settlement of equity awards to satisfy minimum tax obligations.

(2)

In February 2026, the Board of Directors authorized the repurchase of up to $300 million of Class A common stock and/or Class A partnership units of Group LP with no expiration date.

(3)

Under this share repurchase program, shares may be repurchased from time to time in open market transactions, in privately negotiated transactions or otherwise. The timing and the actual number of shares repurchased will be opportunistic and measured in nature and will depend on a variety of factors, including price and market conditions.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.