Moelis & Co
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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Sep 30, 2026 · Filed Nov 6, 2026
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Item 5. Other Information
Insider Trading Arrangements and Policies
On August 26, 2026, Kenneth Moelis, Executive Chairman of the Company, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 209,148 shares of the Company’s common stock. The plan’s maximum duration is until February 3, 2027.
During the three months ended September 30, 2026, no other director or officer of the Company adopted, modified orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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