AGENUS INC
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
AGEN$7.150.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit No. | Description |
| 4.1 | Form of 2026 D Warrant, Filed as Exhibit 4.1 to our Current Report on Form 8-K (File No. 000-29089) filed on July 6, 2026 and incorporated herein by reference |
| 4.1(1) | Amendment to Notes, Extension of Warrants and Sale of New Warrants, dated June 29, 2026, by and among Agenus Inc., Alice Saraydarian, Khalil Barrage and Nicky V LLC, including the Irrevocable Escrow Direction Letter dated June 29, 2026 and the Form of 2026 D Warrant attached as Exhibit I thereto |
| 4.2 | Form of Pre-Funded Warrant, Filed as Exhibit 4.1 to our Current Report on form 8-K (File No. 000-29089) filed on July 13, 2026 and incorporated herein by reference. |
| 4.3 | Form of Series A Warrant, Filed as Exhibit 4.2 to our Current Report on form 8-K (File No. 000-29089) filed on July 13, 2026 and incorporated herein by reference. |
| 4.4 | Form of Series B Warrant, Filed as Exhibit 4.3 to our Current Report on form 8-K (File No. 000-29089) filed on July 13, 2026 and incorporated herein by reference. |
| 10.1 | Form of Securities Purchase Agreement, Filed as Exhibit 10.1 to our Current Report on form 8-K (File No. 000-29089) filed on July 13, 2026 and incorporated herein by reference. |
| 10.2 | Form of Registration Rights Agreement, Filed as Exhibit 10.2 to our Current Report on form 8-K (File No. 000-29089) filed on July 13, 2026 and incorporated herein by reference. |
| 31.1 | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended. Filed herewith. |
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Submitted herewith. |
| 101.INS | XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101) |
- Furnished herewith.
(1)
Certain confidential material contained in the document has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 406 of the Securities Act or Rule 24b-2 of the Securities Exchange Act.
AGENUS INC.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.