Skip to main content

MANNKIND CORP

For the period ended Sep 30, 2026. Filed Nov 5, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 5, 2026

MNKD$4.19+7.4%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 5. Other Information

During the three months ended September 30, 2026, two of our officers (as defined in Rule 16a-1(f) under the Exchange Act) and one director entered into a written trading plan for the orderly disposition of the Company’s securities as set forth in the table below:

Type of Trading Arrangement
Name and PositionActionDate of ActionRule 10b5-1(1)Non-Rule 10b5-1(2)Total Shares of Common Stock to be Sold(3)Expiration Date
David ThomsonEVP, General CounselAdoptionAugust 13, 2026X—412,214August 13, 2027
Steven B. BinderDirectorAdoptionAugust 13, 2026X—63,786September 17, 2027
Chris PrentissChief Financial OfficerAdoptionSeptember 2, 2026X—50,329September 2, 2027

(1)

Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.

(2)

"Non-Rule 10b5-1 trading arrangement" as defined in Item 408(c) of Regulation S-K under the Exchange Act.

(3)

These trading plans include the potential exercise and sale by David Thomson and Steven B. Binder of short-dated options and performance options exercisable for up to 364,100 and 45,025 shares of common stock, respectively. The remainder of the plans for David Thomson and Steven B Binder, as well as the plan for Chris Prentiss, is designed to sell a specified percentage of the net shares delivered after tax withholding upon the vesting of restricted stock unit awards held by each individual. The actual number of shares to be sold will depend on state and federal tax rates applicable on the relevant vesting dates (currently assumed to be a combined 34%) as well as the payout, if any, of performance RSU awards (currently assumed to be at 100%). Based on these assumptions, the number of shares of common stock underlying restricted stock unit awards to be sold by David Thomson, Steven B. Binder and Chris Prentiss after tax withholdings are approximately 48,114, 18,761 and 50,329 respectively.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.