IOVANCE BIOTHERAPEUTICS, INC.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
IOVA$8.17+1.6%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
EXHIBIT INDEX
| Exhibit | Description |
| 3.1 | Certificate of Incorporation, as amended, of Registrant (incorporated herein by reference to Exhibit 3.1 to Registrant’s Form S-3 filed with the Commission on June 18, 2026). |
| 3.2 | Fourth Amended and Restated Bylaws of Iovance Biotherapeutics, Inc. (incorporated herein by reference to Exhibit 3.1 to Registrant’s Current Report on Form 8-K filed with the Commission on March 29, 2024). |
| 10.1++#* | Executive Employment Agreement, effective as of September 30, 2026, by and between Noah Berkowitz and Iovance Biotherapeutics, Inc. |
| 10.2++# | Iovance Biotherapeutics, Inc. Amended and Restated 2021 Inducement Plan, as amended |
| 31.1++ | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. |
| 31.2++ | Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer. |
| 32.1++ | Section 1350 Certification of Chief Executive Officer (furnished herewith). |
| 32.2++ | Section 1350 Certification of Principal Financial Officer (furnished herewith). |
| 101.INS++ | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). |
| 101.SCH++ | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents. |
| 104 | Cover Page Interactive Data File (the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). |
++ Filed herewith (unless otherwise noted as being furnished herewith).
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