BlackRock TCP Capital Corp.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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Item 6. Exhibits
The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:
| Number | Description |
| 2.1 | Amended and Restated Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., BCIC Merger Sub, LLC and, for the limited purposes set forth therein, BlackRock Capital Investment Advisors, LLC and Tennenbaum Capital Partners, LLC, dated as of January 10, 2024 (1) |
| 3.1 | Certificate of Incorporation of the Registrant (2) |
| 3.2 | Certificate of Amendment to the Certificate of Incorporation of the Registrant (3) |
| 3.3 | Second Amended & Restated By-Laws of the Registrant (4) |
| 31.1 | Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934* |
| 31.2 | Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934* |
| 32.1 | Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U. S.C. 1350)* |
| 99.1 | Disclosure Pursuant to Section 13(r) of the Exchange Act* |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document with Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
- Filed herewith.
(1)
Incorporated by reference to Exhibit 2.1 to the Registrant’s Form 8-K, filed on January 11, 2024
(2)
Incorporated by reference to Exhibit (a)(2) to the Registrant’s Registration Statement under the Securities Act of 1933 (File No. 333-172669), on Form N-2, filed on May 13, 2011
(3)
Incorporated by reference to Exhibit 99.2 to the Registrant’s Form 8-K, filed on August 2, 2018
(4)
Incorporated by reference to Exhibit 99.1 to the Registrant’s Form 8-K, filed on August 2, 2024
SIGN ATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, there unto duly authorized.
| Date: November 5, 2026 | By: | /s/ Jason Mehring |
|---|---|---|
| Name: | Jason Mehring | |
| Title: | Chief Executive Officer | |
| (Principal Executive Officer) | ||
| Date: November 5, 2026 | By: | /s/ Erik L. Cuellar |
|---|---|---|
| Name: | Erik L. Cuellar | |
| Title: | Chief Financial Officer | |
| (Principal Financial Officer and Principal AccountingOfficer) | ||
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