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Midas Edge

MidCap Financial Investment Corp

For the period ended Sep 30, 2026. Filed Nov 5, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 5, 2026

MFIC$10.36+0.9%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Unregistered Sales of Equity Securities and Use of Proceeds

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

Unregistered Sales of Equity Securities

None.

Issuer Purchases of Equity Securities

The Company adopted the following plans, approved by the Board, for the purpose of repurchasing its common stock in accordance with applicable rules specified in the Securities Exchange Act of 1934 (the “Repurchase Plans”):

Date of Agreement/AmendmentMaximum Cost of Shares That May Be RepurchasedCost of Shares RepurchasedRemaining Cost of Shares That May Be Repurchased
August 5, 2015$50.0 million$50.0 million$— million
December 14, 201550.0 million50.0 million— million
September 14, 201650.0 million50.0 million— million
October 30, 201850.0 million50.0 million— million
February 6, 201950.0 million50.0 million— million
February 3, 202225.0 million25.0 million— million
February 25, 2026100.0 million100.0 million— million
Total as of September 30, 2026$375.0 million$375.0 million$— million

The Repurchase Plans were designed to allow the Company to repurchase its shares both during its open window periods and at times when it otherwise might be prevented from doing so under applicable insider trading laws or because of self-imposed trading blackout periods. A broker selected by the Company will have the authority under the terms and limitations specified in an agreement with the Company to repurchase shares on the Company’s behalf in accordance with the terms of the Repurchase Plans. Repurchases are subject to SEC regulations as well as certain price, market volume and timing constraints specified in the Repurchase Plans. Pursuant to the Repurchase Plans, the Company may from time to time repurchase a portion of its shares of common stock and the Company is hereby notifying stockholders of its intention as required by applicable securities laws.

Under the Repurchase Plans described above, the Company allocated the following amounts to be repurchased in accordance with SEC Rule 10b5-1 (the “10b5-1 Repurchase Plans”):

Effective DateTermination DateAmount Allocated to 10b5-1 Repurchase Plans
September 15, 2015November 5, 2015$5.0 million
January 1, 2016February 5, 201610.0 million
April 1, 2016May 19, 20165.0 million
July 1, 2016August 5, 201615.0 million
September 30, 2016November 8, 201620.0 million
January 4, 2017February 6, 201710.0 million
March 31, 2017May 19, 201710.0 million
June 30, 2017August 7, 201710.0 million
October 2, 2017November 6, 201710.0 million
January 3, 2018February 8, 201810.0 million
June 18, 2018August 9, 201810.0 million
September 17, 2018October 31, 201810.0 million
December 12, 2018February 7, 201910.0 million
February 25, 2019May 17, 201925.0 million
March 18, 2019May 17, 201910.0 million
June 4, 2019August 7, 201925.0 million
June 17, 2019August 7, 201920.0 million
September 16, 2019November 6, 201920.0 million
December 6, 2019February 5, 202025.0 million
December 16, 2019February 5, 202015.0 million
March 12, 2020March 19, 202020.0 million
March 30, 2021May 21, 202110.0 million
June 16, 2021November 5, 202110.0 million
December 16, 2021August 3, 20225.0 million
December 27, 2022February 22, 202310.0 million
March 16, 2026April 13, 202680.0 million

The Company did not repurchase any shares during the three month period ended September 30, 2026.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.