Dave Inc./DE
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 4, 2026
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Item 5. Other Information
Insider Trading Arrangements
During thethree months ended September 30, 2026, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act)adopted, modifiedor terminated a “Rule 10b5-1 trading arrangement" or “non-Rule 10b5-1 trading arrangement” (as those terms are defined in Item 408 of Regulation S-K), except as follows:
On September 11, 2026, Jason Wilk, Chief Executive Officer, agreed to irrevocably contribute to an exchange fund, at a later date, and subject to certain price thresholds and acceptance by the fund, up to 7,500 shares of Class A common stock, in exchange for ownership interest in the fund, which may constitute a non-Rule 10b5-1 trading arrangement.
On September 11, 2026, Jason Wilk, Chief Executive Officer, entered into a variable prepaid forward contract with an unaffiliated counterparty, which may constitute a non-Rule 10b5-1 trading arrangement (the “Wilk VPF Contract”). The Wilk VPF Contract obligates Mr. Wilk to deliver up to 37,090 shares of Class A common stock or, at Mr. Wilk's election subject to certain conditions, settle the contract in cash, on a settlement date on or about August 30, 2029.
On September 11, 2026, Kyle Beilman, Chief Financial Officer, Chief Operating Officer and Secretary, entered into a variable prepaid forward contract with an unaffiliated counterparty, which may constitute a non-Rule 10b5-1 trading arrangement (the “Beilman VPF Contract”). The Beilman VPF Contract obligates Mr. Beilman to deliver up to 40,000 shares of Class A common stock or, at Mr. Beilman's election subject to certain conditions, settle the contract in cash, on a settlement date on or about June 15, 2028.
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