Skip to main content

SLR Investment Corp.

For the period ended Sep 30, 2026. Filed Nov 3, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 3, 2026

SLRC$11.79-0.4%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Consolidated Schedule of Investments as of December 31, 2025

CONSOLIDATED SCHEDULE OF INVESTMENTS

DescriptionIndustrySpreadAboveIndex(7)FloorInterestRate(1)AcquisitionDateMaturityDateParAmountCostFairValue
Senior Secured Loans — 126.5%
First Lien Bank Debt/Senior Secured Loans
33Across Inc.MediaP+2008.50%10.50%1/202410/2027$2,249$2,249$2,249
Alkeme Intermediary Holdings, LLC(16)InsuranceS+5001.00%8.67%9/20235/202717,38417,14117,384
All States Ag Parts, LLC(16)Trading Companies & DistributorsS+650(12)1.00%10.43%4/20229/20262,2132,2062,213
BayMark Health Services, Inc.(16)Health Care Providers & ServicesS+5001.00%8.93%4/20226/20278,1798,0687,770
Bayside Opco, LLC(24)Health Care Providers & ServicesS+7251.00%11.07%5/20235/202619,72519,72519,725
Bayside Parent, LLC(24)Health Care Providers & ServicesS+1000(11)1.00%13.82%5/20235/20266,9336,9336,933
BDG Media, Inc.MediaP+5255.50%12.00%7/20227/20267,0547,0547,054
Blazing Star Parent, LLC(16)Consumer Staples Distribution & RetailS+7001.00%10.82%8/20258/203016,29316,06516,293
CC SAG Holdings Corp.(Spectrum Automotive)(16)Diversified Consumer ServicesS+5250.75%8.97%6/20216/202828,75628,47528,756
Clifford Loan Ventures, LLC & Clifford Preferred Ventures Holdings LLC(3)Capital MarketsS+700(11)1.00%10.88%9/20259/202830,83330,35630,833
Copper River Seafoods, Inc.Food ProductsP+200—8.75%12/20234/20281,1971,1971,197
CVAUSA Management, LLC(16)Health Care Providers & ServicesS+5251.00%8.97%5/20235/202918,63018,42418,630
DeepIntent, Inc.MediaP+1353.90%8.10%12/20239/20302,9652,9652,965
Enhanced Permanent Capital, LLC(3)Capital MarketsS+6251.00%10.72%12/20206/202955,10654,14354,142
EyeSouth Eye Care Holdco LLC(16)Health Care Providers & ServicesS+5501.00%9.32%10/202210/20292,2232,1722,223
FE Advance, LLC & Sonic ACA Advance LLC(16)Financial ServicesS+6501.00%10.38%7/20247/202720,89420,64920,894
Fertility (ITC) Investment Holdco, LLCHealth Care Providers & ServicesS+5000.75%9.12%1/20231/202926,28025,89026,280
Human Interest Inc.(16)Professional ServicesS+6251.00%10.12%6/20227/202720,10420,26520,305
iCIMS, Inc.(16)SoftwareS+5750.75%9.59%8/20228/202826,04025,83126,040
Infillion Inc.Professional ServicesP+175—8.50%5/20254/202823,22623,22623,226
Insight Investments Holdings, LLCFinancial ServicesS+6251.00%9.99%6/202510/203045,00044,57245,000
Kingsbridge Holdings, LLC(2)Multi-Sector HoldingsS+7001.00%10.84%12/201812/2027142,500142,349142,500
Logix Holding Company, LLC(16)Communications EquipmentS+750(14)2.00%11.41%9/201812/202810,45910,45910,459
Luxury Asset Capital, LLC(16)Consumer FinanceS+6751.00%10.74%7/20227/202730,50030,27730,500
Lyneer Staffing Solutions, LLCProfessional ServicesP+100—7.75%4/20254/202844,00044,00044,000
Maxor Acquisition, Inc.(16)Health Care Providers & ServicesS+6001.00%9.82%3/20233/202919,02518,69019,025
OIS Management Services, LLCHealth Care Providers & ServicesS+4750.75%8.42%10/202511/20289,4629,3689,462
One Touch Direct, LLCCommercial Services & SuppliesP+754.00%7.50%12/20233/20275,4565,4565,456
Pinnacle Fertility, Inc.Health Care Providers & ServicesS+5000.75%9.27%3/20253/2028979949979
Plastic Management, LLC(16)Health Care Providers & ServicesS+5001.00%8.67%4/20228/202724,43423,98424,434
Quantcast CorporationCommercial Services & SuppliesS+5252.00%9.04%6/20246/20298,2988,2158,298
RQM+ Corp.(16)Life Sciences Tools & ServicesS+675(23)1.00%10.68%8/20218/202924,42124,15721,979
Sherwood Management Co., Inc.Specialty RetailS+5002.00%9.05%3/20253/20305,6635,5935,663
Shoes for Crews Global, LLCDiversified Consumer ServicesS+650(26)1.00%10.33%6/20246/20293,4263,4263,426
Sightly Enterprises, Inc.MediaP+4756.00%11.50%1/202412/20261,8491,8491,849
SLR Healthcare ABL (2)(3)(21)Financial ServicesS+650—10.46%6/20254/20261,8001,8001,800
Southern Lifting and Hoisting, LLCTransportation InfrastructureP+256.00%7.00%1/20251/202719,88519,88519,885
Southern Orthodontic Partners Management, LLC(16)Health Care Providers & ServicesS+5251.00%8.92%6/20227/202632,82232,65932,822
Southern Transport LLCTransportation InfrastructureP+256.00%7.00%1/20251/202711,18811,18811,188
SPAR Marketing Force, Inc.MediaP+125—8.00%12/202310/202710,33510,33510,335
Stella & Chewy's, LLC(16)Consumer Staples Distribution & RetailS+5252.00%9.04%3/20253/202813,49413,32713,494
Description · Industry · SpreadAboveIndex(7) · Floor · InterestRate(1) · AcquisitionDate · MaturityDate · ParAmount · Cost · FairValue
Senior Secured Loans (continued)
Streamland Media Holdings LLCProfessional ServicesS+4002.00%7.79%5/20255/2030$7,188$7,122$7,188
SunMed Group Holdings, LLC(16)Health Care Equipment & SuppliesS+5500.75%9.44%6/20216/202814,67514,49714,675
SunMed Receivables I, LLCHealth Care Equipment & SuppliesS+3952.00%7.74%10/20256/20281,9061,8881,906
TAUC Management, LLC(16)Health Care Providers & ServicesS+700(27)1.00%10.82%4/20222/20276,0765,9955,164
The Children's Place, Inc.Specialty RetailS+5252.00%8.96%12/202512/203027,29126,88426,881
The Townsend Company, LLC(16)Commercial Services & SuppliesS+5001.00%8.72%8/20238/203014,03813,78114,038
Tilley Distribution, Inc.(16)Trading Companies & DistributorsS+6001.00%9.82%4/202212/20263,8013,7513,725
TPC 2022, LLCCapital MarketsS+6501.00%10.38%12/202412/202720,00019,86220,000
United Digestive MSO Parent, LLC(16)Health Care Providers & ServicesS+5751.00%9.42%3/20233/202914,42614,15114,426
Velocity One, LLCAerospace & DefenseS+4252.00%8.04%6/20256/20305,2505,1915,250
Western Veterinary Partners LLC(16)Diversified Consumer ServicesS+5251.00%8.92%1/202410/202736,21935,85136,219
Wilbur-Ellis Holdings II, LLCFertilizer & Agricultural ChemicalsS+4001.00%7.86%6/20256/203010,01110,01110,011
WMD Funding, LLC(11)Financial Services——11.50%12/20247/203121,68021,68021,680
Total First Lien Bank Debt/ Senior Secured Loans$976,236$978,829
First Lien Life Science Senior Secured Loans
Arcutis Biotherapeutics, Inc.(3)PharmaceuticalsS+5952.50%9.79%12/20218/2029$33,425$35,073$36,800
Ardelyx, Inc.(3)PharmaceuticalsS+400(25)4.70%8.70%2/20227/202846,39847,17747,178
Centinel Spine, LLC(16)Health Care Equipment & SuppliesS+5304.35%9.65%2/20253/203022,46022,45423,035
OmniGuide Holdings, Inc. (13)Health Care Equipment & SuppliesS+5805.31%11.21%7/20185/202628,66531,16927,232
SPR Therapeutics, Inc.Health Care TechnologyS+5154.00%9.15%1/20242/202910,94910,98411,359
Treace Medical Concepts, Inc.Life Sciences Tools & ServicesS+5053.00%8.78%12/20251/203122,46022,26622,258
Vapotherm, Inc.(24)Health Care Equipment & SuppliesS+6004.50%10.50%2/20229/202713,78214,38614,368
Total First Lien Life Science Senior Secured Loans$183,509$182,230
Second Lien Asset-Based Senior Secured Loans
AMF Levered II, LLCFinancial ServicesS+7051.00%10.98%12/20218/2028$29,925$29,786$29,925
FGI Worldwide LLC (16)Financial ServicesS+6501.00%10.22%4/20234/20288,2068,0978,206
nFusion Capital Finance, LLCFinancial ServicesS+7251.00%11.13%7/20257/202835,00034,61735,000
WALCO Funding, LLCFinancial ServicesS+7851.00%11.57%6/202512/202826,19925,79126,199
Total Second Lien Asset-Backed Senior Secured Loans$98,291$99,330
Total Senior Secured Loans$1,258,036$1,260,389
Description · Industry · InterestRate(1) · AcquisitionDate · MaturityDate · ParAmount · Cost · FairValue
Equipment Financing — 11.9%
A&A Crane and Rigging, LLC (10)Commercial Services & Supplies7.78%3/20233/2028$39$39$39
Air Methods Corporation (10)Passenger Airlines7.08-7.13%11/202111/20261,9972,0051,997
Boart Longyear Company (10)Metals & Mining8.31-9.06%5/20201/2026-10/2026221221221
Bowman Energy Solutions, LLC (10)Commercial Services & Supplies7.42%7/20227/2026282828
CKD Holdings, Inc. (10)Ground Transportation8.10-8.60%9/20223/2026-9/2027815815815
Double S Industrial Contractors, Inc. (10)Commercial Services & Supplies8.60%7/20238/2027555555
Environmental Protection & Improvement Company, LLC (10)Ground Transportation8.25%9/202010/20272,9652,9722,965
First American Commercial Bancorp, Inc. (10)Financial Services7.50-9.00%10/202110/2026-3/2027795795795
No Limit Construction Services, LLC (10)Commercial Services & Supplies7.73%5/20236/2028717171
RH Land Construction, LLC & Harbor Dredging LA, Inc. (10)Construction & Engineering8.08%5/20235/2026212121
Rotten Rock Hardscaping & Tree Service (10)Diversified Consumer Services8.21%12/202212/2027110110110
SLR Equipment Finance (2)(9)(17)Multi-Sector Holdings8.50%12/20247/20268,5008,5008,500
Smiley Lifting Solutions, LLC(10)Commercial Services & Supplies7.82-8.61%6/20229/2026-6/20304,3824,3824,382
The Smedley Company & Smedley Services, Inc. (10)Commercial Services & Supplies4.07%7/20171/2028632632600
Trinity Equipment, Inc. (10)Commercial Services & Supplies8.78-8.93%5/20235/2028800800800
U.S. Crane & Rigging, LLC (10)Commercial Services & Supplies8.73%12/20229/2028586586586
Worldwide Flight Services, Inc. (10)Transportation Infrastructure8.32-9.93%9/20229/2027-8/20281,8191,8361,819
Zamborelli Enterprises Pacific Southern Foundation (10)Diversified Consumer Services8.91%12/20221/2027217217217
Shares/Units
SLR Equipment Finance Equity Interests (2)(9)(17)*Multi-Sector Holdings7/2017200145,00095,000
Total Equipment Financing$169,085$119,021
Preferred Equity – 3.3%
SOINT, LLC (2)(3)(4)Aerospace & Defense0.00%6/20126/2027—$4,600$959
Veronica Holdings, LLC (Vapotherm)(24)Health Care Equipment & Supplies9.00%(11)9/2024—13,055,99130,95631,899
Total Preferred Equity$35,556$32,858
Description · Industry · AcquisitionDate · Shares/Units · Cost · FairValue
Common Equity/Equity Interests/Warrants—71.6%
Assertio Holdings, Inc. (8)*Pharmaceuticals7/2023834$51$8
Bayside Parent, LLC (24)*Health Care Providers & Services5/20236,52611,41112,497
CardioFocus, Inc. Warrants *Health Care Equipment & Supplies3/20179051—
Centrexion Therapeutics, Inc. Warrants *Pharmaceuticals6/2019289,10213622
Conventus Orthopaedics, Inc. Warrants *Health Care Equipment & Supplies6/2016157,50065—
Essence Group Holdings Corporation (Lumeris) Warrants *Health Care Technology3/2017260,000129—
KBH Topco LLC (Kingsbridge) (2)(5)(18)Multi-Sector Holdings11/202078,750,000145,434172,000
Meditrina, Inc. Warrants *Health Care Equipment & Supplies12/202244,0493327
OmniGuide Holdings, Inc. Warrants*Health Care Equipment & Supplies9/20252,625,0001111
RD Holdco, Inc. (Rug Doctor) (2)*Diversified Consumer Services12/2013327,18015,683—
RD Holdco, Inc. (Rug Doctor) Class B (2)*Diversified Consumer Services12/20138455,216—
RD Holdco, Inc. (Rug Doctor) Class C (2)*Diversified Consumer Services12/2025350,12010,27213,408
Senseonics Holdings, Inc. (3)(8)*Health Care Equipment & Supplies7/201923,467235130
Shoes for Crews Holdings, LLCDiversified Consumer Services6/20241,8842,7592,040
SLR-AMI Topco Blocker, LLC (15)(24)*Broadline Retail6/2023—25,60612,006
SLR Business Credit (2)(3)(19)Financial Services4/2022100111,583133,000
SLR Credit Solutions (2)(3)(20)Financial Services12/2012280,303280,737281,000
SLR Healthcare ABL (2)(3)(21)Financial Services4/202232,83934,33537,500
SLR Senior Lending Program LLC (2)(3)(22)Asset Management & Custody Banks12/2022—47,87548,256
Venus Concept Ltd. Warrants* (f/k/a Restoration Robotics)Health Care Equipment & Supplies5/201837110—
Veronica Holdings, LLC (Vapotherm)(24)*Health Care Equipment & Supplies9/2024293,203330639
Total Common Equity/Equity Interests/Warrants$692,062$712,544
Total Investments (6) — 213.3%$2,154,739$2,124,812
Description · Industry · AcquisitionDate · MaturityDate · Par Amount · Cost · Fair Value
Cash Equivalents —35.0%
U.S. Treasury Bill (3.61% yield)Government12/20252/2026$350,000$348,585$348,585
Total Investments & Cash Equivalents — 248.3%$2,503,324$2,473,397
Liabilities in Excess of Other Assets — (148.3%)(1,477,404)
Net Assets — 100.0%$995,993

(1)

Floating rate debt investments typically bear interest at a rate determined by reference to the Secured Overnight Financing Rate (“SOFR” or “S”) or the prime index rate (“PRIME” or “P”), and which typically reset monthly, quarterly or semi-annually. For each debt investment, we have provided the current rate of interest, or in the case of leases the current implied yield, in effect as of December 31, 2025.

(2)

Denotes investments in which we are deemed to exercise a controlling influence over the management or policies of a company, as defined in the Investment Company Act of 1940, as amended (the “1940 Act”), due to beneficially owning, either directly or through one or more controlled companies, more than 25% of the outstanding voting securities of the investment. Transactions during the year ended December 31, 2025 in these controlled investments are as follows:

Name of IssuerFair Value atDecember 31,2024GrossAdditionsGrossReductionsRealizedLossChange inUnrealizedGain(Loss)Fair Value atDecember 31, 2025Interest/Dividend/OtherIncome
Equipment Operating Leases, LLC$2,812$—$2,884$—$72$—$104
Kingsbridge Holdings, LLC100,50042,000——(66)142,50011,936
KBH Topco, LLC (Kingsbridge)152,0714,514——15,415172,00019,022
Loyer Capital LLC7,361—7,500—139—405
RD Holdco, Inc. (Rug Doctor, common equity)———————
RD Holdco, Inc. (Rug Doctor, class B)———————
RD Holdco, Inc. (Rug Doctor, class C)—10,272——3,13613,408—
RD Holdco, Inc. (debt)7,827—12,297—4,470——
SLR Business Credit (revolver)—15,50015,500———9
SLR Business Credit125,370———7,630133,00014,875
SLR Credit Solutions288,250———(7,250)281,00020,900
SLR Equipment Finance (equity)107,600———(12,600)95,000—
SLR Equipment Finance (debt)3,00019,10013,600——8,500357
SLR Healthcare ABL37,850———(350)37,5007,369
SLR Healthcare ABL (revolver)4,00098,700100,900——1,800205
SLR Senior Lending Program LLC49,091———(835)48,2565,594
SOINT, LLC2,500—641—(900)959—
$888,232$190,086$153,322$—$8,861$933,923$80,776

(3)

Indicates assets that the Company believes may not represent “qualifying assets” under Section 55(a) of the 1940 Act. If we fail to invest a sufficient portion of our assets in qualifying assets, we could be prevented from making follow-on investments in existing portfolio companies or could be required to dispose of investments at inappropriate times in order to comply with the 1940 Act. As of December 31, 2025, on a fair value basis, non-qualifying assets in the Company’s portfolio represented 26.1% of the total assets of the Company.

(4)

The Company’s investment in SOINT, LLC includes a one dollar investment in common shares.

(5)

Kingsbridge Holdings, LLC is held through KBH Topco LLC, a Delaware corporation.

(6)

Aggregate net unrealized appreciation for U.S. federal income tax purposes is $19,022; aggregate gross unrealized appreciation and depreciation for U.S. federal tax purposes is $131,599 and $112,577, respectively, based on a tax cost of $2,105,790. Unless otherwise noted, all of the Company’s investments are pledged as collateral against the borrowings outstanding on the Credit Facility (as defined below) (see note 7 to the consolidated financial statements). The Company generally acquires its investments in private transactions exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”). These investments are generally subject to certain limitations on resale, and may be deemed to be “restricted securities” under the Securities Act. All investments are Level 3 unless otherwise indicated.

(7)

Floating rate instruments accrue interest at a predetermined spread relative to an index, typically the SOFR or PRIME rate. These instruments are often subject to a SOFR or PRIME rate floor.

(8)

Denotes a Level 1 investment.

(9)

SLR Equipment Finance is held through NEFCORP LLC, a wholly-owned consolidated taxable subsidiary, and NEFPASS LLC, a wholly-owned consolidated subsidiary.

(10)

Indicates an investment that is wholly held by the Company through NEFPASS LLC.

(11)

Interest is paid in kind (“PIK”).

(12)

Spread is S+600 cash /0.50% PIK.

(13)

OmniGuide Holdings, Inc., Domain Surgical, Inc. and OmniGuide, Inc. are co-borrowers.

(14)

Spread is S+475 cash /2.75% PIK.

(15)

Through this entity and other intermediate entities, the Company owns approximately 5.7% of the underlying common units of ASC Holdco, LLC, a joint venture which owns certain assets of the former Amerimark Interactive, LLC.

(16)

Indicates an investment that is wholly or partially held by the Company through its wholly-owned financing subsidiary SUNS SPV LLC. Such investments are pledged as collateral under the Senior Secured Revolving SPV Credit Facility (the “SPV Credit Facility”) (see note 7 to the consolidated financial statements) and are not generally available to creditors, if any, of the Company.

(17)

See note 11 to the consolidated financial statements.

(18)

See note 12 to the consolidated financial statements.

(19)

See note 14 to the consolidated financial statements.

(20)

See note 10 to the consolidated financial statements.

(21)

See note 13 to the consolidated financial statements.

(22)

See note 18 to the consolidated financial statements.

(23)

Spread is S+200 cash /4.75% PIK.

(24)

Denotes investments in which we are an “Affiliated Person” but do not exercise a controlling influence, as defined in the 1940 Act, due to beneficially owning, either directly or through one or more controlled companies, more than 5% but less than 25% of the outstanding voting securities of the investment. Transactions during the year ended December 31, 2025 in these affiliated investments are as follows:

Name of IssuerFair Value atDecember 31,2024GrossAdditionsGrossReductionsRealizedGain(Loss)Change inUnrealizedGain(Loss)Fair Value atDecember 31, 2025Interest/ DividendIncome
Bayside Opco, LLC$19,905$—$180$—$—$19,725$2,350
Bayside Parent, LLC (loan)6,008925———6,933925
Bayside Parent, LLC (equity)7,179———5,31812,497—
SLR-AMI Topco Blocker, LLC12,7781,521——(2,293)12,006—
Vapotherm, Inc.14,254———(126)14,3681,741
Veronica Holdings, LLC (preferred equity)29,1822,717——(470)31,8993,187
Veronica Holdings, LLC (common equity)639————639—
$89,945$5,163$180$—$2,429$98,067$8,203

(25)

Certain tranches have a spread of S+795, certain tranches have a spread of S+425 and certain tranches have a spread of S+400.

(26)

Certain tranches have a spread of S+650 and certain tranches have a spread of S+700 (2.00% cash/5.00% PIK).

(27)

Spread is S+600 cash /1.00% PIK.

*Non-income producing security.

Industry ClassificationPercentage of TotalInvestments (at fair value) asof December 31, 2025
Financial Services (includes SLR Credit Solutions, SLR Business Credit and SLR Healthcare ABL)30.2%
Multi-Sector Holdings (includes Kingsbridge Holdings, LLC and SLR Equipment Finance)19.7%
Health Care Providers & Services9.4%
Health Care Equipment & Supplies5.4%
Capital Markets4.9%
Professional Services4.5%
Diversified Consumer Services4.0%
Pharmaceuticals3.9%
Asset Management & Custody Banks2.3%
Life Sciences Tools & Services2.1%
Commercial Services & Supplies1.6%
Transportation Infrastructure1.5%
Specialty Retail1.5%
Consumer Finance1.4%
Consumer Staples Distribution & Retail1.4%
Software1.2%
Media1.1%
Insurance0.8%
Broadline Retail0.6%
Health Care Technology0.5%
Communications Equipment0.5%
Fertilizers & Agricultural Chemicals0.5%
Aerospace & Defense0.3%
Trading Companies & Distributors0.3%
Ground Transportation0.2%
Passenger Airlines0.1%
Food Products0.1%
Metals & Mining0.0%
Construction & Engineering0.0%
Biotechnology0.0%
Automobile Components0.0%
Total Investments100.0%
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.