Skip to main content

ClearPoint Neuro, Inc.

For the period ended Sep 30, 2026. Filed Oct 28, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Oct 28, 2026

CLPT$9.17+6.6%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 5. Other Information

(a) None.

(b) None.

(c)During the quarter ended September 30, 2026, none of our officers or directors adopted orterminated a“Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as follows:

On August 18, 2026, Danilo D'Alessandro, our Chief Financial Officer, adopted a new Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The trading arrangement expires November 30, 2027, subject to earlier expiration if all transactions thereunder are completed before the scheduled expiration date. A total of 43,269 shares are subject to the plan, plus up to 64,278 additional shares, which are reduced by any shares sold under Mr. D'Alessandro's prior Rule 10b5-1 plan dated November 26, 2025 after August 17, 2026 and before this plan's selling start date. The maximum number of shares to be sold under the plan is therefore 107,547.

On September 12,2026, Joseph M. Burnett, our Chief Executive Officer and President, adopted a new Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The plan'smaximum duration is until November 5, 2027. The maximum number of shares to be sold under the plan is 250,000.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.