VICOR CORP
For the period ended Sep 30, 2026. Filed Oct 26, 2026.
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Sep 30, 2026 · Filed Oct 26, 2026
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Item 5. — Other Information
Except as set forth below, during the three months ended September 30, 2026, no director or Section 16 officer of the Company adopted, modified orterminateda “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
On July 23, 2026, Andrew T. D’Amico, Director of the Company, adopted a Rule 10b5-1 trading arrangement providing for the sale, pursuant to the terms of the arrangement, of an aggregate of up to 33,562 shares of the Company’s common stock. Mr. D’Amico’s trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c). The duration of Mr. D’Amico’s trading arrangement is estimated to be from October 22, 2026 until December 31, 2028.
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