Rocky Mountain Chocolate Factory, Inc.
For the period ended Aug 31, 2026. Filed Oct 19, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Aug 31, 2026 · Filed Oct 19, 2026
RMCF$0.82-1.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit Number | Description | Incorporated by Reference orFiled/Furnished Herewith |
| 10.1 | Offer Letter, dated July 8, 2026 by and between Rocky Mountain Chocolate Factory, Inc and Allen C Harper | Exhibit 10.1 to the Current Report on Form 8-K filed on July 14, 2026 (File No. 001-36865) |
| 10.2+ | Amendment to the Rocky Mountain Chocolate, Inc. 2024 Omnibus Incentive Compensation Plan | Exhibit 10.2 to the Current Report on Form 8-K filed on August 7, 2026 (File No. 001-36865) |
| 10.3 | Offer Letter, dated August 17, 2026 by and between Rocky Mountain Chocolate Factory, Inc and David Denker | Exhibit 10.1 to the Current Report on Form 8-K filed on August 24, 2026 (File No. 001-36865) |
| 10.4 | Amendment to Offer Letter, dated August 18, 2026 by and between Rocky Mountain Chocolate Factory, Inc and David Denker | Exhibit 10.2 to the Current Report on Form 8-K filed on August 24, 2026 (File No. 001-36865) |
| 10.5 | Contract to Buy and Sell Real Estate (Commercial), effective September 30, 2026, between Rocky Mountain Chocolate Factory, Inc. and American Heritage Legacies, LLC | Exhibit 10.1 to the Current Report on Form 8-K filed on October 6, 2026 (File No. 001-36865) |
| 10.6 | Commercial Lease, dated October 1, 2026, between American Heritage Legacies, LLC and Rocky Mountain Chocolate Factory, Inc | Exhibit 10.2 to the Current Report on Form 8-K filed on October 6, 2026 (File No. 001-36865) |
| 10.7 | Business Loan Agreement dated October 16, 2026 between Alpine Bank and Rocky Mountain Chocolate Factory, Inc | Exhibit 10.1 to the Current Report on Form 8-K filed on October 19, 2026 (File No. 001-36865) |
| 10.8 | Promissory Note, dated October 16, 2026, issued by Rocky Mountain Chocolate Factory, Inc. to Alpine Bank | Exhibit 10.2 to the Current Report on Form 8-K filed on October 19, 2026 (File No. 001-36865) |
| 10.9 | Commercial Security Agreement, dated October 16, 2026, between Rocky Mountain Chocolate Factory, Inc. and Alpine Bank | Exhibit 10.3 to the Current Report on Form 8-K filed on October 19, 2026 (File No. 001-36865) |
| 31.1 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith. |
| 31.2 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith. |
| 32.1* | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Filed herewith. |
| 32.2* | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Filed herewith. |
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) (1) | Filed herewith. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | Filed herewith. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101) | Filed herewith. |
- The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report are not deemed filed with the SEC and are not to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report, irrespective of any general incorporation language contained in such filing.
- Management Compensatory Plan
(1) These interactive data files shall not be deemed filed for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, or Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability under those sections.
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