Lite Strategy, Inc.
For the period ended Jun 30, 2026. Filed Sep 28, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2026 · Filed Sep 28, 2026
LITS$0.96+0.9%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
(a)
- Consolidated Financial Statements
Reference is made to the Consolidated Financial Statements under Item 8. Consolidated Financial Statements and Supplementary Data in Part II hereof.
- Financial Statement Schedules
The Financial Statement Schedules have been omitted either because they are not required or because the information has been included in the consolidated financial statements or the notes thereto included in this Annual Report on Form 10-K.
- Exhibits
Exhibit Index
| Incorporated by Reference Herein | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Description | Schedule/Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation of Lite Strategy, Inc. | 10-K | 001-41827 | 3.1 | September 26, 2025 |
| 3.2 | Sixth Amended and Restated Bylaws of Lite Strategy, Inc. adopted as of December 18, 2023 | 8-K | 001-41827 | 3.1 | December 22, 2023 |
| 4.1 | Specimen Stock Certificate | S-1 | 333-109129 | 4.1 | October 31, 2023 |
| 4.2 | Description of Capital Stock of Lite Strategy, Inc. | 10-K | 000-50484 | 4.3 | September 9, 2020 |
| 4.3 | Description of Lite Strategy, Inc. Common Stock | 10-K | 000-50484 | 4.4 | September 26, 2023 |
| 4.4 | Form of Pre-Funded Warrant | 8-K | 001-41827 | 4.1 | July 22, 2025 |
| 4.5 | Form of Placement Agent Warrant | 8-K | 001-41827 | 4.2 | July 22, 2025 |
| 4.6 | Form of GSR Pre-Funded Warrant | 8-K | 001-41827 | 4.3 | July 22, 2025 |
| 4.7 | Form of GSR Warrant | 8-K | 001-41827 | 4.4 | July 22, 2025 |
| 4.8 | Form of Advisory Warrant | 8-K | 001-41827 | 4.5 | July 22, 2025 |
| 4.9 | Form of Strategic Advisor Warrant | 8-K | 001-41827 | 4.6 | July 22, 2025 |
| 4.10 | Form of Warrant | 10-K | 000-50484 | 10.22 | September 23, 2023 |
| 10.1† | Amended and Restated 2008 Stock Omnibus Equity Compensation Plan (December 2023) | 10-Q | 001-41827 | 10.1 | May 9, 2024 |
| 10.2† | Lite Strategy, Inc. 2026 Stock Omnibus Equity Compensation Plan | 8-K | 001-41827 | 10.1 | February 12, 2026 |
| 10.3† | Form of Indemnification Agreement | 8-K | 000-50484 | 10.1 | August 29, 2011 |
| 10.4** | License Agreement, dated as of September 5, 2017, by and between Lite Strategy, Inc. and Presage Biosciences, Inc. | 10-Q | 000-50484 | 10.1 | November 8, 2017 |
| 10.5† | Employee Proprietary Information and Inventions Agreement between Lite Strategy, Inc. and Justin J. File, dated December 23, 2025 | 8-K | 001-41827 | 10.2 | December 30, 2025 |
| 10.6† | Employment Agreement between Lite Strategy, Inc. and Justin J. File, dated December 23, 2025 | 8-K | 001-41827 | 10.1 | December 30, 2025 |
| 10.7† | Amended and Restated Lite Strategy, Inc. 2021 Inducement Grant Equity Compensation Plan | 8-K | 000-50484 | 10.3 | June 13, 2023 |
| 10.8 | Consulting Services Agreement, dated as of August 2, 2024, by and between Lite Strategy, Inc. and Richard G. Ghalie | 10-Q | 001-41827 | 10.4 | November 12, 2024 |
| 10.9 | Form of Securities Purchase Agreement, dated as of July 17, 2025, by and between Lite Strategy, Inc. and each Purchaser (as defined therein) | 8-K | 001-41827 | 10.1 | July 22, 2025 |
| 10.10 | Placement Agency Agreement, dated July 17, 2025, by and between Lite Strategy, Inc. and Titan Partners Group LLC, a division of American Capital Partners, LLC | 8-K | 001-41827 | 10.2 | July 22, 2025 |
| 10.11 | Form of Registration Rights Agreement, dated July 17, 2025, by and between Lite Strategy, Inc. and each Purchaser (as defined therein) | 8-K | 001-41827 | 10.3 | July 22, 2025 |
| 10.12 | Asset Management Agreement, dated July 22, 2025, by and between Lite Strategy, Inc. and GSR Strategies LLC | 8-K | 001-41827 | 10.4 | July 22, 2025 |
| 10.13 | Side Letter Agreement, dated July 22, 2025, by and between Lite Strategy, Inc. and GSR Strategies LLC | 8-K | 001-41827 | 10.5 | July 22, 2025 |
| 10.14 | Advisory Agreement, dated July 22, 2025, by and between Lite Strategy, Inc. and Green Dragon Investments LLC | 8-K | 001-41827 | 10.6 | July 22, 2025 |
| 10.15 | Strategic Advisor Agreement, dated July 22, 2025, by and between Lite Strategy, Inc. and Green Grass Ventures | 8-K | 001-41827 | 10.7 | July 22, 2025 |
| 10.16 | Master Loan Agreement, dated September 3, 2025, between BitGo Prime and Lite Strategy, Inc. | 8-K | 001-41827 | 10.1 | September 4, 2025 |
| 19 | Insider Trading Policy | 10-K | 001-41827 | 19.1 | September 26, 2025 |
| 23.1* | Consent of CBIZ CPAs PC, Independent Registered Public Accounting Firm | ||||
| 23.2* | Consent of Deloitte & Touche LLP Independent Registered Public Accounting Firm | ||||
| 31.1* | Certification of Principal Executive and Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C 1350). | ||||
| 97 | Lite Strategy, Inc. Clawback Policy | 10-K | 001-41827 | 97 | September 19, 2024 |
| 101INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. | ||||
| 104 | Cover Page Interactive Data File – the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the XBRL document. | ||||
| * | Filed herewith |
|---|---|
| ** | Portions of this exhibit have been redacted pursuant to a confidential treatment request filed with the Securities and Exchange Commission. |
| + | Portions of this exhibit have been omitted in accordance with Item 601(a)(6) and Item 601(b)(10) of Regulation S-K because such information (i) is not material and (ii) is the type that the registrant treats as private or confidential. |
| † | Each marked exhibit is a management contract or a compensatory plan, contract or arrangement in which a director or executive officer of the registrant participates or has participated. |
|---|
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