Nuburu, Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
BURU$0.22+4.8%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| No. | Description of Exhibit | Form | File No. | Exhibit No. | Filing Date |
| 2.1† | Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc. | 8-K | 001-39489 | 2.1 | August 8, 2022 |
| 3.1 | Amended and Restated Bylaws of the Company. | 8-K | 001-39489 | 3.2 | September 9, 2020 |
| 3.2 | Amendment to the Amended and Restated Bylaws of the Company | 8-K | 001-39489 | 3.1 | November 12, 2024 |
| 3.3 | Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | February 6, 2023 |
| 3.4 | Amendment to the Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | June 13, 2024 |
| 3.5 | Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated July 22, 2025. | 10-Q | 001-39489 | 3.5 | August 14, 2025 |
| 3.6 | Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated February 25, 2026 | 8-K | 001-39489 | 3.1 | February 27, 2026 |
| 3.7 | Certificate of Designations of Series A Preferred Stock of the Company. | 8-K | 001-39489 | 3.3 | February 6, 2023 |
| 3.8 | Certificate of Designations of Series B Preferred Stock of the Company | 8-K | 001-39489 | 3.1 | July 21, 2026 |
| 4.1 | Pre-Funded Common Stock Purchase Warrant, dated May 11, 2026, by the Company to Indigo Capital LP | S-1 | 333-297408 | 4.23 | July 13, 2026 |
| 4.2 | Form of Pre-Funded Common Stock Purchase Warrant | S-1 | 333-297408 | 4.24 | July 13, 2026 |
| 4.3 | Form of Placement Agent’s Purchase Warrant | S-1 | 333-297408 | 4.25 | July 13, 2026 |
| 10.1 | Exchange Agreement, dated May 11, 2026, between the Company and Indigo Capital LP | S-1 | 333-297408 | 10.44 | July 13, 2026 |
| 10.2 | Investment Agreement, dated May 26, 2026, among Carlo Ulacco, Ambrogio D'Arrezzo, Andrea Lodi, the Company, Nuburu Defense, LLC and Tekne S.p.A. | S-1 | 333-297408 | 10.45 | July 13, 2026 |
| 10.3 | Head of Terms, dated June 4, 2026, among the Company, SunCubes S.r.l., the individual founders of SunCubes S.r.l., Infratech Accelerator S.r.l., RoboIT S.r.l. and Pariter Partners S.r.l. | S-1 | 333-297408 | 10.46 | July 13, 2026 |
| 10.4 | On Demand Facility Agreement, dated March 18, 2025, between the Company and Supply@ME Capital plc., as amended | S-1 | 333-297408 | 10.15 | July 13, 2026 |
| 10.5 | Form of Securities Purchase Agreement, by and between the Registrant and the purchasers party thereto | S-1 | 333-297408 | 10.47 | July 13, 2026 |
| 10.6 | Form of Registration Rights Agreement, by and between the Registrant and the buyers party thereto | S-1 | 333-297408 | 10.48 | July 13, 2026 |
| 31.1* | Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.3* | Certification of Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.3** | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS | Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith
** Furnished herewith.
† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
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