CERENOME, INC.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
CNSY$0.57-11.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
EXHIBIT INDEX
| Exhibit Number | Exhibit Title | Filed with this Form 10-Q | Incorporated by Reference | ||
| Form | File No. | Date Filed | |||
| 3.1 | Composite Certificate of Incorporation | 10-K | 001-34375 Exhibit 3.1 | 03/11/2016 | |
| 3.2 | Certificate of Amendment to Amended and Restated Certificate | 8-K | 001-34375 Exhibit 3.1 | 05/10/2016 | |
| 3.3 | Certificate of Amendment to Amended and Restated Certificate | 8-K | 001-34375 Exhibit 3.1 | 05/23/2018 | |
| 3.4 | Certificate of Amendment to Amended and Restated Certificate | 8-K | 001-34375 Exhibit 3.1 | 07/29/2019 | |
| 3.5 | Certificate of Amendment to Amended and Restated Certificate | 8-K | 001-34375 Exhibit 3.1 | 08/06/2019 | |
| 3.6 | Certificate of Amendment to Amended and Restated Certificate | 8-K | 001-34375 Exhibit 3.1 | 04/28/2023 | |
| 3.7 | Certificate of Amendment to the Certificate of Incorporation, as amended | 8-K | 001-34375 Exhibit 3.1 | 05/02/2025 | |
| 3.8 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State on April 1, 2026 | 8-K | 001-34375 Exhibit 3.1 | 04/02/2026 | |
| 3.9 | Certificate of Correction to the Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State on May 12, 2026 | 10-Q | 001-34375 Exhibit 3.9 | 05/15/2026 | |
| 3.10 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State effective August 3, 2026 | 8-K | 001-34375 Exhibit 3.1 | 08/04/2026 | |
| 3.11 | Second Amended and Restated Bylaws of Cerenome, Inc. | 8-K | 001-34375 Exhibit 3.2 | 08/04/2026 | |
| 3.12 | Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock | 8-K | 001-34375Exhibit 3.1 | 11/28/2017 | |
| 3.13 | Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred Stock | 8-K | 001-34375Exhibit 3.1 | 07/25/2018 | |
| 3.14 | 2020 Stock Incentive Plan, as amended and restated on May 14, 2026 | 10-Q | 001-34375Exhibit 3.13 | 05/15/2026 | |
| 4.1 | Description of Securities | 10-K | 001-34375Exhibit 4.1 | 03/30/2020 | |
| 4.2 | Form of Common Stock Certificate | 10-K | 001-34375Exhibit 4.33 | 03/09/2018 | |
| 4.3 | Form of May 2024 Pre-Funded Warrant | 8-K | 001-34375Exhibit 4.1 | 05/09/2024 | |
| 4.4 | Form of Amendment and Restatement of the May 2024 Series A Warrant | 10-Q | 011-34375Exhibit 4.7 | 08/14/2024 | |
| 4.5 | Form of Amendment and Restatement of the May 2024 Series B Warrant | 10-Q | 011-34375Exhibit 4.8 | 08/14/2024 | |
| 4.6 | Form of February 2025 Pre-Funded Warrant | 8-K | 011-34375Exhibit 4.1 | 02/18/2025 | |
| 4.7 | Form of Warrant issued pursuant to the Securities Purchase and Exchange Agreement, dated February 13, 2025, by and among Cerenome, Inc. and the purchasers named therein | 8-K | 001-34375Exhibit 4.2 | 02/18/2025 | |
| 4.8 | Form of March 2025 Pre-Funded Warrant | 8-K | 001-34375Exhibit 4.1 | 03/04/2025 | |
| 4.9 | Form of Amended March 2025 Series B Warrant | 8-K | 001-34375Exhibit 4.1 | 06/17/2025 | |
| 4.10 | Form of Warrant, dated January 15, 2026 | 8-K | 001-34375Exhibit 4.1 | 01/16/2026 | |
| 10.1 | Daniels Employment Agreement, effective April 20, 2026 | X | |||
| 10.2 | Equity Distribution Agreement, by and between the Company and Canaccord Genuity LLC, dated as of June 1, 2026 | 8-K | 001-34375Exhibit 1.1 | 06/05/2026 | |
| 10.3† | First Amendment to Lease, by and between LG 1 Property Owner LP and Cerenome, Inc., dated as of August 10, 2026 | X | |||
| 31.1 | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rule 13a-1.04(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification of Principal Financial and Accounting Officer Pursuant to Securities Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1* | Certifications Pursuant to 18 U.S.C. Section 1350/ Securities Exchange Act Rule 13a-14(b), as adopted pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 | X | |||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | X | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | |||
- In accordance with Item 601(b)(32)(ii) of Regulation S‑K and SEC Release No. 34‑47986, the certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Form 10‑Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act or deemed to be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933 except to the extent that the Company specifically incorporates them by reference.
† Portions of this document have been redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| CERENOME, INC. | ||
| By: | /s/ Marc H. Hedrick | |
| Dated: August 14, 2026 | Marc H. Hedrick | |
|---|---|---|
| President & Chief Executive Officer (Duly Authorized Officer and Principal Executive Officer) | ||
| By: | /s/ Andrew Sims | |
| Dated: August 14, 2026 | Andrew Sims | |
| Chief Financial Officer (Duly Authorized Officer and Principal Financial Officer and Principal Accounting Officer) | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.