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Midas Edge

Celcuity Inc.

For the period ended Jun 30, 2026. Filed Aug 13, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 13, 2026

CELC$70.37+5.4%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

EXHIBIT INDEX

ExhibitNo.Description
3.1Certificate of Incorporation of the Company, as amended, including the Certificate of Designations of Preferences, Rights and Limitations of Series A Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on October 9, 2024).
3.2Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on November 13, 2017).
4.1Second Supplemental Indenture, dated as of June 8, 2026, between Celcuity Inc. and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Company's Current Report on Form 8-K filed with the SEC on June 8, 2026).
4.2Form of certificate representing the 0.250% Convertible Senior Notes due 2032 (included as Exhibit A in Exhibit 4.1 above).
10.1+Celcuity Inc. 2026 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 18, 2026).
10.2+*Celcuity Inc. Amended and Restated 2017 Employee Stock Purchase Plan.
10.3+*Form of Stock Option Agreement pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.4+*Form of Stock Option Agreement (Performance-Based) pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.5+*Form of Stock Option Agreement (Stock Price Hurdles) pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.6+*Form of Restricted Stock Agreement pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.7+*Form of Restricted Stock Unit Agreement pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.8+*Form of Restricted Stock Unit Agreement (Non-Employee Directors) pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.9+*Form of Performance Stock Unit Agreement pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.10+*Form of Performance Stock Unit Agreement (Stock Price Hurdles) pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
10.11+*Form of Stock Appreciation Rights Agreement pursuant to the Celcuity Inc. 2026 Stock Incentive Plan.
31.1*Certification of principal executive officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of principal financial officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**Certification of principal executive officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**Certification of principal financial officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INSThe following information from the Quarterly Report on Form 10-Q of the Company for the quarter ended June 30, 2026, formatted, in Inline XBRL: (i) the Condensed Balance Sheets, (ii) the Condensed Statements of Operations, (iii) the Condensed Statements of Changes in Stockholders' Equity (Deficit), (iv) the Condensed Statements of Cash Flows, (v) the Notes to Condensed Financial Statements, and (vi) the information under Part II, Item 5 “Other Information.”
101.SCHInline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
104Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).
  • Filed herewith.

** Furnished herewith.

  • Management contract or compensatory plan.
ContentsView on SEC.gov

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