UNIVERSAL LOGISTICS HOLDINGS, INC.
For the period ended Jul 4, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 4, 2026 · Filed Aug 13, 2026
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Item 6. EXHIBITS
| Designation | Description | Method of Filing |
|---|---|---|
| Exhibit 3.1 | Articles of Incorporation, dated April 25, 2025. | Filed as Exhibit 3.1 to our Current Report on Form 8-K filed on May 2, 2025 (a) |
| Exhibit 3.2 | Bylaws. | Filed as Exhibit 3.2 to our Current Report on Form 8-K filed May 2, 2025. (a) |
| Exhibit 4.1 | Second Amended and Restated Registration Rights Agreement, dated July 28, 2021. | Filed as Exhibit 4.1 to our Current Report on Form 8-K filed July 29, 2021. (a) |
| Exhibit 4.2 | Joinder to Registration Rights Agreement dated August 1, 2023. | Filed as Exhibit 4.1 to our Current Report on Form 8-K filed August 3, 2023. (a) |
| Exhibit 10.1 | Employment Agreement, dated April 29, 2026, between Universal Management Services, Inc. and Michael H. Rogers. | Filed as Exhibit 10.1 to our Current Report on Form 8-K filed May 1, 2026. (a) |
| Exhibit 10.2 | Real Estate Purchase Agreement, dated June 24, 2026, by and between UTSI Finance, Inc. and Lakeshore Ventures LLC. | Filed as Exhibit 10.1 to our Current Report on Form 8-K filed June 26, 2026. (a) |
| Exhibit 10.3 | Membership Interest Purchase Agreement, dated June 24, 2026, by and between UTSI Finance, Inc. and Lakeshore Ventures LLC. | Filed as Exhibit 10.2 to our Current Report on Form 8-K filed June 26, 2026. (a) |
| Exhibit 31.1 | Rule 15d-14(a) Certification of CEO. | Filed with this Report. |
| Exhibit 31.2 | Rule 15d-14(a) Certification of CFO. | Filed with this Report. |
| Exhibit 32.1 | Section 1350 Certification of CEO and CFO | Furnished with this Report. |
| Exhibit 101.INS | Interactive Data Files pursuant to Rule 405 of Regulation S-T formatted in Inline Extensible Business Reporting Language (“Inline XBRL”). | (b) |
| Exhibit 101.SCH | Inline XBRL Schema Document. | (b) |
| Exhibit 101.CAL | Inline XBRL Calculation Linkbase Document. | (b) |
| Exhibit 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | (b) |
| Exhibit 101.LAB | Inline XBRL Labels Linkbase Document. | (b) |
| Exhibit 101.PRE | Inline XBRL Presentation Linkbase Document. | (b) |
| Exhibit 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | (b) |
(a) Incorporated by reference as an exhibit to this Report (file number reference 0-51142, unless otherwise indicated).
(b) Submitted electronically with this Report in accordance with the provisions of Regulation S-T.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
| Universal Logistics Holdings, Inc. | ||
| (Registrant) | ||
| Date: August 13, 2026 | By: | /s/ Tim Phillips |
|---|---|---|
| Tim PhillipsChief Executive Officer | ||
| Date: August 13, 2026 | By: | /s/ Michael Rogers |
| Michael RogersChief Financial Officer | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.