Equillium, Inc.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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OTHER INFORMATION
Item 5. Other Information
Trading Arrangements
During the three-months ended June 30, 2026, an officer (as defined in Rule 16a-1(f) under the Exchange Act) adopted and subsequently terminated a contract, instruction or written plan for the sale of our securities set forth in the table below:
| Type of Trading Arrangement · Total Sharesof Common | |||||
|---|---|---|---|---|---|
| Name and Position · Action · Adoption/TerminationDate · Rule10b5-1(1) · Non-Rule10b5-1(2) · Stock to beSold · Expiration Date | |||||
| Stephen Connelly, President and CSO | Adoption(3) | May 13, 2026 | X | 666,000 | August 13, 2027 |
| Stephen Connelly, President and CSO | Termination(4) | June 4, 2026 | X | 666,000 | August 13, 2027 |
(1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
(3)Represents the adoption of a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) adopted on May 13, 2026.
(4)Represents the termination of a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)terminated on June 4, 2026.
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