Chicago Atlantic BDC, Inc.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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Item 6. Exhibits
The following exhibits are filed as part of this quarterly report on Form 10-Q or hereby incorporated by reference to exhibits previously filed with the SEC:
| ExhibitNumber | Description of Exhibit |
| 2.1 | Agreement and Plan of Merger, dated as of June 17, 2026, by and among Chicago Atlantic Real Estate Finance, Inc., Chicago Atlantic BDC, Inc., Chicago Atlantic BDC Advisers, LLC, and Chicago Atlantic REIT Manager, LLC(1) |
| 3.1 | Articles of Amendment and Restatement of the Company(2) |
| 3.2 | Articles of Amendment of the Company(3) |
| 3.3 | Second Amended and Restated Bylaws of the Company(4) |
| 10.1 | WATC Custody Agreement(5) |
| 10.2 | WAB Custody Agreement(6) |
| 10.3 | Credit Agreement(7) |
| 10.4 | Form of Support Agreement (REFI Stockholders), dated as of June 17, 2026, by and among Chicago Atlantic Real Estate Finance, Inc. and the stockholders party thereto(8) |
| 10.5 | Form of Support Agreement (LIEN Stockholders), dated as of June 17, 2026, by and among Chicago Atlantic BDC, Inc., and the stockholders party thereto(9) |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| 101.INS | Inline XBRL Instance Document (this instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)* |
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents* |
| 104 | Cover page formatted as Inline XBRL and contained in Exhibit 101* |
- Filed herewith.
(1)
Incorporated by reference to Exhibit 2.1 to the Company’s current report on Form 8-K filed June 18, 2026.
(2)
Incorporated by reference to Exhibit 3.1 of the Company’s annual report on Form 10-K/A, filed on June 30, 2022.
(3)
Incorporated by reference to Exhibit 3.2 of the Company’s quarterly report on Form 10-Q filed on November 8, 2024.
(4)
Incorporated by reference to Exhibit 3.3 of the Company’s current report on Form 8-K, filed on December 19, 2025.
(5)
Incorporated by reference to Exhibit 10.2 of the Company’s current report on Form 8-K filed on February 18, 2025.
(6)
Incorporated by reference to Exhibit 10.3 of the Company’s current report on Form 8-K filed on February 18, 2025.
(7)
Incorporated by reference to Exhibit 10.1 of the Company’s current report on Form 8-K filed on February 18, 2025.
(8)
Incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed June 18, 2026.
(9)
Incorporated by reference to Exhibit 10.2 to the Company’s current report on Form 8-K filed June 18, 2026.
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