Shimmick Corp
For the period ended Jul 3, 2026. Filed Aug 10, 2026.
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Jul 3, 2026 · Filed Aug 10, 2026
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Item 5. Other Information
During the fiscal quarter ended July 3, 2026, none of our directors or executive officers adopted, modified orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement, except as follows:
| Plan Arrangement | ||||||
|---|---|---|---|---|---|---|
| Name and Title | Action | Date | Rule 10b5-1(c) | Non-Rule 10b5-1 | Maximum Number of Securities to be Sold | Plan Expiration Date |
| Mitchell B. Goldsteen(1), Executive Chairman | Termination | 05/29/2026 | X | - | 500,000 | 03/08/2027 |
Effective May 29, 2026, Mr. Goldsteen terminated this Rule 10b5-1 trading arrangement which was originally adopted on
December 5, 2025 through GOHO LLC, an entity which he controls.125,000 shares were sold under this written plan prior to its termination.
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