Phoenix Energy One, LLC
For the period ended Jun 30, 2026. Filed Aug 10, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 10, 2026
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description | Form | Date of FirstFiling | ExhibitNumber | FiledHerewith |
| 3.1 | Certificate of Formation of Phoenix Energy One, LLC (f/k/a Phoenix Capital Group Holdings, LLC), dated as of April 16, 2019. | S-1 | 10/29/2024 | 3.1 | |
| 3.2 | Certificate of Amendment to the Certificate of Formation of Phoenix Energy One, LLC, dated as of January 23, 2025. | S-1/A | 03/28/2025 | 3.2 | |
| 3.3 | Third Amended and Restated Limited Liability Company Agreement of Phoenix Energy One, LLC. | 8-K | 09/30/2025 | 3.1 | |
| 3.4 | Phoenix Energy One, LLC Share Designation with Respect to the Series A Cumulative Redeemable Preferred Shares. | 8-K | 09/30/2025 | 3.2 | |
| 4.1 | Indenture, by and between Phoenix Energy One, LLC, as issuer, and Odyssey Transfer and Trust Company, as trustee and collateral agent, dated as of July 7, 2026 (including the Forms of Cash Interest Note and Compound Interest Note). | 8-K | 07/08/2026 | 4.1 | |
| 10.1++ | Limited Waiver and Amendment No. 9 to Amended and Restated Senior Secured Credit Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, the guarantors party thereto, the specified additional guarantor, the lenders party thereto, and Fortress Credit Corp., dated as of June 1, 2026. | 8-K | 06/02/2026 | 10.1 | |
| 10.2 | Junior Lien Intercreditor Agreement, by and among Fortress Credit Corp., Odyssey Transfer and Trust Company, Phoenix Energy One, LLC, Phoenix Operating LLC, the other obligors under the Fortress Credit Agreement, and the other parties from time to time party thereto, dated as of July 7, 2026. | 8-K | 07/08/2026 | 10.1 | |
| 31.1 | Certifications of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |||
| 31.2 | Certifications of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |||
| 32.1 | Certifications of Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |||
| 32.2 | Certifications of Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents. | * | |||
| 104 | The cover page for the Company’s Quarterly Report on Form 10-Q has been formatted in Inline XBRL and contained in Exhibit 101. | * | |||
- Filed herewith.
** Furnished herewith.
++ Certain annexes, schedules, and exhibits to this Exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby agrees to furnish supplementally a copy of any omitted annex, schedule, or exhibit to the SEC upon request.
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