CLEANSPARK, INC.
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
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Item 5. Other Information
Rule 10b5-1 Plans
During the three months ended June 30, 2026, each of the Company’s officers, as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended, adopted a separate written trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and the Company’s policies regarding transactions in Company securities. Each trading arrangement will remain in effect through the listed date, unless earlier terminated in accordance with its terms or all shares authorized for sale under the applicable arrangement have been sold. The aggregate number of shares of the Company’s common stock that may be sold pursuant to each arrangement is set forth below. A significant majority of the shares authorized for sale under these arrangements are intended to be sold to satisfy tax withholding obligations arising in connection with the vesting or settlement of equity awards, consistent with the Company’s insider trading policy.
| Name | Title | Action | Adoption Date | Aggregate shares authorized for sale | Expiration Date |
|---|---|---|---|---|---|
| S. Matthew Schultz | Chairman and Chief Executive Officer | Adoption | May 13, 2026 | 665,838 | May 15, 2027 |
| Gary A. Vecchiarelli | President and Chief Financial Officer | Adoption | May 13, 2026 | 239,187 | May 15, 2027 |
| Scott E. Garrison | Chief Development Officer and Executive Vice President | Adoption | May 13, 2026 | 266,034 | May 15, 2027 |
| Taylor Monnig | Chief Technology Officer and Chief Operating Officer | Adoption | May 13, 2026 | 163,862 | December 8, 2026 |
| Brian Carson | Chief Accounting Officer | Adoption | May 13, 2026 | 80,024 | March 24, 2027 |
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