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CLEANSPARK, INC.

For the period ended Jun 30, 2026. Filed Aug 6, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 6, 2026

CLSK$6.91+12.2%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Rule 10b5-1 Plans

During the three months ended June 30, 2026, each of the Company’s officers, as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended, adopted a separate written trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and the Company’s policies regarding transactions in Company securities. Each trading arrangement will remain in effect through the listed date, unless earlier terminated in accordance with its terms or all shares authorized for sale under the applicable arrangement have been sold. The aggregate number of shares of the Company’s common stock that may be sold pursuant to each arrangement is set forth below. A significant majority of the shares authorized for sale under these arrangements are intended to be sold to satisfy tax withholding obligations arising in connection with the vesting or settlement of equity awards, consistent with the Company’s insider trading policy.

NameTitleActionAdoption DateAggregate shares authorized for saleExpiration Date
S. Matthew SchultzChairman and Chief Executive OfficerAdoptionMay 13, 2026665,838May 15, 2027
Gary A. VecchiarelliPresident and Chief Financial OfficerAdoptionMay 13, 2026239,187May 15, 2027
Scott E. GarrisonChief Development Officer and Executive Vice PresidentAdoptionMay 13, 2026266,034May 15, 2027
Taylor MonnigChief Technology Officer and Chief Operating OfficerAdoptionMay 13, 2026163,862December 8, 2026
Brian CarsonChief Accounting OfficerAdoptionMay 13, 202680,024March 24, 2027
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.