FIRST ADVANTAGE CORP
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
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Other Information
Item 5. Other Information.
Rule 10b5-1 Trading Arrangements
During the three months ended June 30, 2026, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, terminated, ormodified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K), except as described below.
| Trading Arrangement | ||||||
| Director/Officer Name | Title | Date of Adoption/Termination/Modification | Rule 10b5-1(1) | Non-Rule 10b5-1 | Scheduled Expiration Date of Rule 10b5-1 Trading Plan(2) | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|---|---|---|
| Bret T. Jardine | Chief Legal Officer & Corporate Secretary | Adopted May 20, 2026 | X | May 19, 2027 | Sale of up to 25,000 shares of common stock in one transaction | |
(1)
Intended to satisfy the affirmative defense of Rule 10b5-1(c).
(2)
A trading plan may also expire on such earlier date that all transactions under the trading plan are completed. The Rule 10b5-1 Plan presented in the table above terminated on June 1, 2026 (prior to the expiration of its “cooling period”) pursuant to its terms when all shares of common stock covered by such plan were sold pursuant to the then current previously reported Rule 10b5-1 Plan, which would have otherwise expired on August 7, 2026.
In addition, we inadvertently omitted the below disclosure from Part II, Item 9B in the 2025 Annual Report, regarding an amendment to the number of shares to be sold under the previously reported Rule 10b5-1 Plan, originally adopted by Mr. Clark on June 12, 2025.
| Trading Arrangement | ||||||
| Director/Officer Name | Title | Date of Adoption/Termination/Modification | Rule 10b5-1(1) | Non-Rule 10b5-1 | Scheduled Expiration Date of Rule 10b5-1 Trading Plan(2) | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|---|---|---|
| James L. Clark | Director | Modified November 26, 2025 | X | June 8, 2026 | Sale of up to 4,921 shares of common stock in one transaction | |
(1)
Intended to satisfy the affirmative defense of Rule 10b5-1(c).
(2)
A trading plan may also expire on such earlier date that all transactions under the trading plan are completed.
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