Runway Growth Finance Corp.
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
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Item 6. Exhibits
The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:
| 3.1 | Articles of Amendment and Restatement (1) |
| 3.2 | Articles of Amendment (2) |
| 3.3 | Third Amended and Restated Bylaws * |
| 4.1 | Eighth Amendment to Credit Agreement, dated as of July 13, 2026, among Runway Growth Finance Corp., as borrower, each guarantor party thereto; the financial institutions party thereto as lenders; KeyBank National Association, as administrative agent; CIBC Bank USA, as documentation agent; MUFG Bank, Ltd. (as successor in interest to MUFG Union Bank, N.A.), as co-documentation agent; and U.S. Bank Trust Company, National Association, as paying agent and collateral custodian (5) |
| 4.2 | Indenture, by and between SWK and Wilmington Trust, National Association, dated as of October 3, 2023 (3) |
| 4.3 | First Supplemental Indenture, by and between SWK Holdings Corporation and Wilmington Trust, National Association, dated as of October 3, 2023 (3) |
| 4.4 | Form of 9.00% Senior Notes due 2027 (included as Exhibit A to Exhibit 4.3 above) |
| 4.5 | Second Supplemental Indenture, by and between SWK Holdings Corporation and Wilmington Trust, National Association, dated as of April 6, 2026 (3) |
| 4.6 | Third Supplemental Indenture, by and between Runway Growth Finance Corp. and Wilmington Trust, National Association, dated as of April 6, 2026 (3) |
| 4.7 | Fourth Supplemental Indenture, by and between Runway Growth Finance Corp. and U.S. Bank Trust Company, National Association, dated as of May 29, 2026 (4) |
| 4.8 | Form of Global Note (included as Exhibit A to Exhibit 4.7 above) |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a‑14 of the Securities Exchange Act of 1934, as amended * |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a‑14 of the Securities Exchange Act of 1934, as amended * |
| 32.1 | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 * |
| 32.2 | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 * |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document * |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents * |
| 104 | The cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 has been formatted in Inline XBRL * |
*Filed herewith.
(1)
Previously filed as an exhibit to the Registrant’s Current Report on Form 8‑K filed with the SEC on December 19, 2016.
(2)
Previously filed as an exhibit to the Registrant’s Current Report on Form 8‑K filed with the SEC on August 19, 2021.
(3)
Previously filed as an exhibit to the Registrant's Current Report on Form 8-K filed with the SEC on April 7, 2026.
(4)
Previously filed as an exhibit to the Registrant's Current Report on Form 8-K filed with the SEC on May 29, 2026.
(5)
Previously filed as an exhibit to the Registrant's Current Report on Form 8-K filed with the SEC on July 15, 2026.
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