Alcoa Corp
For the period ended Jun 30, 2026. Filed Jul 30, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Jul 30, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| 2.1**† | Umbrella Implementation Deed, dated as of June 30, 2026, by and among, inter alios, Alcoa Corporation and South32 Limited (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed July 2, 2026 (File No. 1-37816)) |
| 10.1 | Amendment No. 3, dated as of May 4, 2026, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025 and as amended as of May 4, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed May 4, 2026 (File No. 1-37816)) |
| 10.2 | Amendment No. 4, dated as of July 14, 2026, to the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025, as amended as of May 4, 2026, and as amended as of July 14, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (filed herewith) |
| 10.3* | Terms and Conditions for Deferred Fee Restricted Share Units Director Awards, effective May 6, 2026 (filed herewith) |
| 10.4* | Terms and Conditions for Restricted Share Units Annual Director Awards, effective May 6, 2026 (filed herewith) |
| 10.5* | Alcoa Corporation Stock and Incentive Compensation Plan (as Amended and Restated) (incorporated by reference to Exhibit 99.1 to the Company’s Registration Statement on Form S-8 filed on May 7, 2026 (File No. 1-37816)) |
| 31.1 | Certification of Principal Executive Officer required by Rule 13a-14(a) or 15d-14(a) (filed herewith) |
| 31.2 | Certification of Principal Financial Officer required by Rule 13a-14(a) or 15d-14(a) (filed herewith) |
| 32.1 | Certification of Principal Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (furnished herewith) |
| 32.2 | Certification of Principal Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (furnished herewith) |
| 95.1 | Mine Safety Disclosure (filed herewith) |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document |
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbases Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
- Denotes management contracts or compensatory plans or arrangements required to be filed as Exhibits to this Form 10-Q.
** Portions of this exhibit have been redacted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the Commission an unredacted copy of the exhibit upon request.
† Certain schedules, exhibits, and appendices of this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish copies of any omitted schedule, exhibit, or appendix to the Commission upon request.
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