Gloo Holdings, Inc.
Filed Jun 22, 2026.
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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Jun 22, 2026
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S-11 gloo-20260622.htm S-1
As filed with the Securities and Exchange Commission on June 22, 2026
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S‑1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
GLOO HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Delaware(State or other jurisdiction of incorporation or organization) | 7374(Primary Standard IndustrialClassification Code Number) | 39-2250711(I.R.S. EmployerIdentification Number) |
|---|
831 Pearl Street
Boulder, Colorado 80302
(303) 381-2645
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Scott Beck
President and Chief Executive Officer
831 Pearl Street
Boulder, Colorado 80302
(303) 381-2645
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
| Matthew DubofskyVictor NilssonWilson Sonsini Goodrich & Rosati,Professional Corporation1155 Canyon Boulevard, Suite 400Boulder, CO 80302(303) 256-5900 | Jeffrey BojarGeneral Counsel and SecretaryGloo Holdings, Inc.831 Pearl StreetBoulder, Colorado 80302(303) 381-2645 | Constantine KaridesAnne G. PeetzReed Smith LLP1221 McKinney Street, Suite 2100Houston, Texas 77010(713) 469-3800 |
|---|
Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
|---|---|---|---|
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ | ||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment that specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
The information contained in this preliminary prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the Securities and Exchange Commission is effective. This preliminary prospectus is not an offer to sell these securities and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.
PROSPECTUS (Subject to Completion)
Dated , 2026
Shares
Gloo Holdings, Inc.
Class A Common Stock
We are offering shares of our Class A common stock. Our Class A common stock is listed on the Nasdaq Global Select Market (“Nasdaq”) under the symbol “GLOO.” On , 2026, the last reported sale price of our Class A common stock on Nasdaq was $ per share. The final public offering price will be determined through negotiation between us and the underwriters, and the recent market price used throughout the prospectus may not be indicative of the actual public offering price.
We have two classes of authorized common stock, Class A common stock and Class B common stock. The rights of the holders of our Class A common stock and Class B common stock are identical except with respect to voting and conversion rights. Each share of Class A common stock is entitled to one vote per share. Each share of Class B common stock is entitled to ten votes per share and is convertible at any time into one share of Class A common stock. Immediately following the completion of this offering, Scott Beck, our co-founder, president and chief executive officer, will control % of the voting power of our outstanding capital stock, taking into account the Class B Conversion (as defined herein).
We are eligible for, but do not intend to take advantage of, the “controlled company” exemption to the corporate governance rules of the Nasdaq Stock Market. See the section titled “Risk Factors—Although we do not expect to rely on the “controlled company” exemption under the rules and regulations of the Nasdaq Stock Market, we have the right to use such exemption and therefore could in the future avail ourselves of certain reduced corporate governance requirements.”
We are an “emerging growth company” and a “smaller reporting company” as defined under the federal securities laws and, as such, have elected to comply with certain reduced disclosure requirements in this prospectus and may elect to do so in future filings with the Securities and Exchange Commission. See the sections titled “Prospectus Summary—Implications of Being an Emerging Growth Company and a Smaller Reporting Company” and “Risk Factors.”
See the section titled “Risk Factors” beginning on page 16 to read about factors you should consider before deciding to invest in shares of our Class A common stock.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary is a criminal offense.
| No Exercise ofOver-Allotment Option | Full Exercise ofOver-Allotment Option | |||
| Per Share | Total | Per Share | Total | |
| Public offering price | $ | $ | $ | $ |
|---|---|---|---|---|
| Underwriting discounts and commissions(1) | ||||
| Proceeds, before expenses, to Gloo Holdings, Inc. | $ | $ | $ | $ |
(1)
See the section titled “Underwriting” for a description of the compensation payable to the underwriters.
We have granted the underwriters an option to purchase up to an additional shares of our Class A common stock from us at the public offering price, less the underwriting discounts and commissions.
In addition, Scott Beck and , who are members of our management and board of directors, have indicated their preliminary interest in purchasing up to $ and $ , respectively, in shares of our Class A common stock being offered in this offering at the public offering price. Because these indications of interest are not binding agreements or commitments to purchase, such persons could determine to purchase more, fewer or no shares in this offering, or we could determine to sell more, fewer or no securities to them. The underwriters will receive the same discount on any shares of Class A common stock purchased by such persons as they will on any other shares of Class A common stock sold to the public in this offering.
The underwriters expect to deliver the shares of Class A common stock to the purchasers on or about , 2026.
The date of this prospectus is , 2026
| Citizens Capital Markets | Roth Capital Partners |
|---|
TABLE OF CONTENTS
| PROSPECTUS SUMMARY | 1 |
|---|---|
| RISK FACTORS | 18 |
| SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS | 51 |
| USE OF PROCEEDS | 53 |
| DIVIDEND POLICY | 54 |
| DILUTION | 55 |
| UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION | 57 |
| PRINCIPAL STOCKHOLDERS | 63 |
| DESCRIPTION OF CAPITAL STOCK | 66 |
| SHARES ELIGIBLE FOR FUTURE SALE | 71 |
| MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS FOR NON‑U.S. HOLDERS OF OUR CLASS A COMMON STOCK | 73 |
| UNDERWRITING | 77 |
| LEGAL MATTERS | 86 |
| EXPERTS | 86 |
| WHERE YOU CAN FIND ADDITIONAL INFORMATION | 86 |
| INCORPORATION OF CERTAIN INFORMATION BY REFERENCE | 87 |
Neither we nor any of the underwriters have authorized anyone to provide you with information that is different than the information contained in this prospectus and any free writing prospectus prepared by or on behalf of us or to which we have referred you. Neither we nor the underwriters take any responsibility for, and cannot provide any assurance as to the reliability of, any other information that others may give you. The information contained in this prospectus or in any applicable free writing prospectus is accurate only as of the date of this prospectus or such free writing prospectus, as applicable, regardless of the time of delivery of this prospectus or any such free writing prospectus or of any sale of the securities offered hereby. Our business, results of operations, financial condition and prospects may have changed since that date.
This prospectus is an offer to sell only the securities offered hereby and only under circumstances and in jurisdictions where it is lawful to do so. Neither we nor any of the underwriters have taken any action that would permit this offering or possession or distribution of this prospectus in any jurisdiction where action for that purpose is required, other than in the United States. Persons who have come into possession of this prospectus in a jurisdiction outside the United States are required to inform themselves about and to observe any restrictions relating to this offering and the distribution of this prospectus outside of the United States.
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