Nuburu, Inc.
For the period ended Mar 31, 2026. Filed May 20, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 20, 2026
BURU$0.22+4.8%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| No. | Description of Exhibit | Form | File No. | Exhibit No. | Filing Date |
| 2.1† | Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc. | 8-K | 001-39489 | 2.1 | August 8, 2022 |
| 3.1 | Amended and Restated Bylaws of the Company. | 8-K | 001-39489 | 3.2 | September 9, 2020 |
| 3.2 | Amendment to the Amended and Restated Bylaws of the Company | 8-K | 001-39489 | 3.1 | November 12, 2024 |
| 3.3 | Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | February 6, 2023 |
| 3.4 | Amendment to the Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | June 13, 2024 |
| 3.5 | Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated July 22, 2025. | 10-Q | 001-39489 | 3.5 | August 14, 2025 |
| 3.6 | Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated February 25, 2026 | 8-K | 001-39489 | 3.1 | February 27, 2026 |
| 3.7 | Certificate of Designations of the Company. | 8-K | 001-39489 | 3.3 | February 6, 2023 |
| 4.1 | Form of Subordinated Convertible Note, dated January 13, 2026, between the Company and Ambrogio D’Arrezzo | S-1 | 333-293338 | 10.96 | February 10, 2026 |
| 4.2 | Form of Subordinated Convertible Note, dated January 15, 2026, between the Company and the holder | S-1 | 333-293338 | 10.98 | February 10, 2026 |
| 4.3 | Subordinated Convertible Note, dated February 6, 2026, between the Company and Brick Lane Capital Management Limited | S-1 | 333-293338 | 10.100 | February 10, 2026 |
| 4.4 | Pre-Funded Common Stock Purchase Warrant, dated February 6, 2026, by the Company to Indigo Capital LLP. | S-1 | 333-293338 | 4.12 | February 10, 2026 |
| 4.5 | Form of Common Warrant | S-1 | 333-293338 | 4.13 | February 10, 2026 |
| 4.6 | Form of Pre-Funded Warrant | S-1 | 333-293338 | 4.14 | February 10, 2026 |
| 4.7 | Form of Placement Agent Warrant | S-1 | 333-293338 | 4.15 | February 10, 2026 |
| 10.1 | Network Contract, effective as of January 13, 2026, between Tekne S.p.A. and Nuburu Defense, LLC | S-1 | 333-293338 | 10.94 | February 10, 2026 |
| 10.2 | Share Transfer and Convertible Shareholder Loan Agreement, effective as of January 13, 2026, among the Company, Ambrogio D’Arrezzo, Carlo Ulacco and Andrea Lodi | S-1 | 333-293338 | 10.95 | February 10, 2026 |
| 10.3 | Sale and Purchase Agreement, effective January 15, 2026, among the Company, Nuburu Subsidiary, Inc., Paola Zanzola and Alessandro Sala | S-1 | 333-293338 | 10.97 | February 10, 2026 |
| 10.4 | Securities Purchase Agreement, dated February 6, 2026, between the Company and Brick Lane Capital Management Limited | S-1 | 333-293338 | 10.99 | February 10, 2026 |
| 10.5 | Exchange Agreement, dated February 6, 2026, between the Company and Indigo Capital LLP | S-1 | 333-293338 | 10.101 | February 10, 2026 |
| 10.6 | Acknowledgement and Amendment to the Sale, Purchase and Investment Agreement, dated February 9, 2026, among the Company, Nuburu Defense, LLC, Vanguard Holdings S.r.l., and Alessandro Zamboni | S-1 | 333-293338 | 10.102 | February 10, 2026 |
| 10.7 | Form of Securities Purchase Agreement | S-1 | 333-293338 | 10.103 | February 10, 2026 |
| 10.8† | Contractual Joint Venture Agreement, dated February 26, 2026, among Nuburu, Inc., Nuburu Defense, LLC and Maddox Defense Incorporated | 10-K | 001-39489 | 10.40 | March 31, 2026 |
| 10.9 | International Cooperation Agreement, dated March 3, 2026, among Nuburu Defense, LLC, TEKNE S.p.A. and Engineering Bureau “Beryl” LLC | 10-K | 001-39489 | 10.41 | March 31, 2026 |
| 10.10 | Bond Subscription Agreement, dated March 12, 2026, between the Company and Supply@ME Stock Company 3 S.r.l. | 10-K | 001-39489 | 10.42 | March 31, 2026 |
| 10.11 | Letter, dated March 19, 2026, among the Company, Nuburu Defense, LLC and the shareholders of Tekne, S.p.A. | 10-K | 001-39489 | 10.43 | March 31, 2026 |
| 10.12 | Nuburu, Inc. 2026 Annual Incentive Plan | 8-K | 001-39489 | 10.1 | March 20, 2026 |
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.3* | Certification of Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.3** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS | Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
- Filed herewith
** Furnished herewith.
† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.