Ethos Technologies Inc.
For the period ended Mar 31, 2026. Filed May 8, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 8, 2026
LIFE$35.77+6.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit | Description of Exhibit | Form | File No. | Exhibit | Filing | Filed |
| Number · Date · Herewith | ||||||
| 3.1 | Amended and Restated Certificate of Incorporation of Ethos Technologies Inc. | 8-K | 001-43065 | 3.1 | 2/2/2026 | |
| 3.2 | Amended and Restated Bylaws of Ethos Technologies Inc. | S-1/A | 333-290534 | 3.4 | 1/20/2026 | |
| 10.1 | 2026 Equity Incentive Plan and forms of agreements thereunder. | 10-K | 001-43065 | 10.2 | 3/17/2026 | |
| 10.2 | 2026 Employee Stock Purchase Plan. | S-1/A | 333-290534 | 10.3 | 1/20/2026 | |
| 10.3 | Non-Employee Director Compensation Policy. | S-1 | 333-290534 | 10.4 | 9/26/2025 | |
| 10.4 | Form of Indemnity Agreement entered into by and between Ethos Technologies Inc. and each director and executive officer. | S-1 | 333-290534 | 10.6 | 9/26/2025 | |
| 10.5† | Exchange Agreement among Ethos Technologies Inc., Peter Colis, Lingke Wang, and certain other affiliated parties, dated January 28, 2026. | 8-K | 001-43065 | 10.1 | 2/2/2026 | |
| 10.6† | Exchange Agreement among Ethos Technologies Inc., entities affiliated with Sequoia Capital and entities affiliated with Accel, dated January 28, 2026. | 8-K | 001-43065 | 10.2 | 2/2/2026 | |
| 10.7† | Equity Exchange Right Agreement between Ethos Technologies Inc. and Peter Colis, dated January 28, 2026. | 8-K | 001-43065 | 10.3 | 2/2/2026 | |
| 10.8† | Equity Exchange Right Agreement between Ethos Technologies Inc. and Lingke Wang, dated January 28, 2026. | 8-K | 001-43065 | 10.4 | 2/2/2026 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibits 101). | X |
† Certain portions of this exhibit (indicated by asterisks) have been omitted because they are both not material and are the type that the Company treats as private or confidential.
- The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in such filing.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.