PEAPACK GLADSTONE FINANCIAL CORP
For the period ended Mar 31, 2026. Filed May 8, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 8, 2026
PGC$45.90+0.3%Stored close · as of Nov 6, 2026
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Item 6. Exhibits
| 3 | Articles of Incorporation and By-Laws: |
| A. Certificate of Incorporation of the Registrant, as amended, incorporated herein by reference to Exhibit 3 of the Registrant’s Quarterly Report on Form 10-Q filed on November 9, 2009 (File No. 001-16197). | |
| B. Certificate of Amendment to the Certificate of Incorporation, incorporated herein by reference to Exhibit 3.1 of the Registrant's Current Report on Form 8-K on March 26, 2026 (File No. 001-16197). | |
| C. By-Laws of the Registrant, incorporated herein by reference to Exhibit 3.2 of the Registrant’s Current Report on Form 8-K filed on March 23, 2023 (File No. 001-16197). | |
| 10.1 | Special Executive Retention Performance Restricted Stock Unit Agreement for Douglas Kennedy, dated as of February 6, 2026, incorporated herein by reference to Exhibit 10.1 of the Registrant's Current Report on Form 8-K filed on February 11, 2026 (File No. 001-16197). |
| 10.2 | Special Executive Retention Performance Restricted Stock Unit Agreement for John Babcock, dated as of February 6, 2026, incorporated herein by reference to Exhibit 10.2 of the Registrant's Current Report on Form 8-K filed on February 11, 2026 (File No. 001-16197). |
| 10.3 | Purchase Agreement, dated March 26, 2026, by and among the Company, Strategic Value Investors, LP, and Strategic Value Private Investors II, LP, incorporated herein by reference to Exhibit 10.1 of the Registrant's Current Report on Form 8-K filed on March 26, 2026 (File No. 001-16197). |
| 31.1 | Certification of Douglas L. Kennedy, Chief Executive Officer of the Corporation, pursuant to Securities Exchange Act Rule 13a-14(a). |
| 31.2 | Certification of Frank A. Cavallaro, Chief Financial Officer of the Corporation, pursuant to Securities Exchange Act Rule 13a-14(a). |
| 32 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Douglas L. Kennedy, Chief Executive Officer of the Corporation and Frank A. Cavallaro, Chief Financial Officer of the Corporation. |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because iXBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
SIGNA TURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | ||
| (Registrant) | ||
| DATE: May 8, 2026 | By: | /s/ Douglas L. Kennedy |
|---|---|---|
| Douglas L. Kennedy | ||
| President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| DATE: May 8, 2026 | By: | /s/ Frank A. Cavallaro |
| Frank A. Cavallaro | ||
| Senior Executive Vice President and Chief Financial Officer | ||
| (Principal Financial Officer) | ||
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