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ROCKET PHARMACEUTICALS, INC.

For the period ended Mar 31, 2026. Filed May 7, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 7, 2026

RCKT$2.39-2.1%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Table of Contents

Page
Summary of Abbreviated Terms3
Cautionary Statement Regarding Forward-Looking Statements4
PART I - FINANCIAL INFORMATION6
Item 1.Financial Statements6
Consolidated Balance Sheets as of March 31, 2026 (unaudited) and December 31, 20256
Consolidated Statements of Operations for the three months ended March 31, 2026 and 2025 (unaudited)7
Consolidated Statements of Comprehensive Loss for the three months ended March 31, 2026 and 2025 (unaudited)8
Consolidated Statements of Stockholders’ Equity for the three months ended March 31, 2026 and 2025 (unaudited)9
Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and 2025 (unaudited)10
Notes to Consolidated Financial Statements (unaudited)11
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations26
Item 3.Quantitative and Qualitative Disclosures About Market Risk41
Item 4.Controls and Procedures42
PART II - OTHER INFORMATION43
Item 1.Legal Proceedings43
Item 1A.Risk Factors43
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds43
Item 3.Defaults Upon Senior Securities43
Item 4.Mine Safety Disclosures44
Item 5.Other Information44
Item 6.Exhibits45
Signatures46
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.