ONE STOP SYSTEMS, INC.
For the period ended Mar 31, 2026. Filed May 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
Exhibit Index
| ExhibitNumber | Exhibit Description | Incorporated by Reference Form Type | File No. | Exhibit | Filing Date | FiledHerewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation (currently in effect). | 8-K | 001-38371 | 3.1 | March 15, 2025 | |
| 10.1 | Securities Purchase Agreement, dated September 29, 2025 | 8-K | 001-38371 | 10.1 | September 29, 2025 | |
| 10.2 | Lock-Up Agreement dated September 29, 2025 | 8-K | 001-38371 | 10.2 | September 29, 2025 | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 101 INS | Inline XBRL Instance Document with Embedded Linkbase Documents | ** | ||||
| 101 SCH | Inline XBRL Taxonomy Extension Schema Document | ** | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101 attachments) | ** | ||||
- Furnished herewith
** The XBRL related information in Exhibit 101 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability of that section and shall not be incorporated by reference into any filing or other document pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing or document.
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