Great Elm Capital Corp.
For the period ended Mar 31, 2026. Filed May 4, 2026.
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Mar 31, 2026 · Filed May 4, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.
In October 2025, the Company implemented a stock buyback program pursuant to Rule 10b5-1 under the Exchange Act authorizing us to repurchase up to $10.0 million of its outstanding shares. Such repurchases may be accomplished through a Rule 10b5-1 plan, which sets certain restrictions on the method, timing, price and volume of share repurchases. The repurchase program does not obligate the Company to acquire any specific number of shares. During the three months ended March 31, 2026, 106,123 shares were purchased at an average price of $4.98 per share.
| Month | Total Number of Shares Purchased | Average Price Per Share(1) | Total Number of Shares Purchased as Part of Publicly Announced Program | Approximate Dollar Value of Shares that May Yet Be Purchased Under the Program(in thousands) |
|---|---|---|---|---|
| January 1 - January 31, 2026 · - · - | ||||
| February 1 - February 28, 2026 · - · - | ||||
| March 1 - March 31, 2026 | 106,123 | $4.98 | 106,123 | $9,472 |
| Total | 106,123 | $4.98 | 106,123 | $9,472 |
(1)
The average price per share reflects the total consideration paid, including commissions incurred in connection with share repurchases.
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