TTM TECHNOLOGIES INC
For the period ended Mar 30, 2026. Filed May 1, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 30, 2026 · Filed May 1, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During thequarter ended March 30, 2026, our directors and/or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions, or written plans for the purchase or sale of our securities set forth in the table below.
| Name and Title · Action · Adoption / Termination Date · Rule 10b5-1 (1) · Non-Rule 10b5-1 (2) · Total Number of Shares of Common Stock to be Sold · Expiration Date | |||||
|---|---|---|---|---|---|
| Daniel L. Boehle(Executive Vice President and CFO) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| Thomas Clapprood(President, Interconnect Solutions Business Unit) | Adoption | February 27, 2026 | X | Indeterminable (3) | (4) |
| Robert Farrell(President, Communication and Computing Business Unit) | Adoption | February 25, 2026 | X | Indeterminable (3) | (4) |
| Gregory Fortier(Senior Vice President, Integrated Electronics Business Unit) | Adoption | February 27, 2026 | X | Indeterminable (3) | (4) |
| Catherine A. Gridley(Executive Vice President and President, Aerospace and Defense Sector) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| Dale Knecht(Senior Vice President of Global Information Technology) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| Shawn Powers(Executive Vice President and Chief Human Resources Officer) | Adoption | February 25, 2026 | X | Indeterminable (3) | (4) |
| Name and Title · Action · Adoption / Termination Date · Rule 10b5-1 (1) · Non-Rule 10b5-1 (2) · Total Number of Shares of Common Stock to be Sold · Expiration Date | |||||
|---|---|---|---|---|---|
| Edwin Roks(President, CEO, and Director) | Adoption | February 25, 2026 | X | Indeterminable (3) | (4) |
| Liz Romo(Chief Accounting Officer) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| Douglas L. Soder(Executive Vice President and President, Commercial Sector) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| James P. Walsh (Chief Operating Officer) | Adoption | February 24, 2026 | X | Indeterminable (3) | (4) |
| Daniel J. Weber(Executive Vice President, Chief Legal Officer and Secretary) | Adoption | February 26, 2026 | X | Indeterminable (3) | (4) |
(1)
Contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2)
“Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
(3)
Rule 10b5-1 trading arrangement that is intended to provide for “eligible sell-to-cover transactions” (as described in Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act) to satisfy tax withholding obligations arising exclusively from vesting of RSUs or PRUs. The number of shares subject to covered RSUs or PRUs that will be sold to satisfy applicable tax withholding obligations upon vesting is not currently determinable as the number will vary based on the market price of our common stock and the extent to which vesting conditions are satisfied. This sell-to-cover arrangement provides solely for the automatic sale of shares that would otherwise be issuable in respect of a covered RSU or PRU in an amount sufficient to satisfy the applicable withholding obligation, with the proceeds of the sale delivered to the Company in satisfaction of the applicable withholding obligation.
(4)
The duration of the trading arrangement is perpetual; provided, that the trading arrangement may expire if the officer terminates the trading arrangement in compliance with Rule 10b5-1 and Company policy, or upon certain other events outside of the officer’s control including, but not limited to, extraordinary corporate transactions or bankruptcy.
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