Kodiak Sciences Inc.
For the period ended Dec 31, 2025. Filed Mar 31, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 31, 2026
KOD$108.06+0.9%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as part of this Annual Report on Form 10-K:
(1) FINANCIAL STATEMENTS
The consolidated financial statements are filed as part of this Annual Report on Form 10-K under Item 8.
(2) FINANCIAL STATEMENT SCHEDULES
All schedules to the consolidated financial statements are omitted as the required information is either inapplicable or presented in the consolidated financial statements.
(3) EXHIBITS
EXHIBIT INDEX
| Exhibit · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Number | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation of Kodiak Sciences Inc. | 10-Q | 001-38682 | 3.1 | 11/16/2018 |
| 3.2 | Amended and Restated Bylaws of Kodiak Sciences Inc. | 10-Q | 001-38682 | 3.2 | 11/16/2018 |
| 4.1 | Form of Common Stock Certificate | S-1/A | 333-227237 | 4.1 | 9/24/2018 |
| 4.2 | Investors’ Rights Agreement, dated September 8, 2015, as amended, by and among the registrant and the investors and founders named therein | S-1/A | 333-227237 | 4.2 | 9/24/2018 |
| 4.3 | Description of Securities | 10-K | 001-38682 | 4.6 | 3/16/2020 |
| 4.4 | Registration Rights Agreement, dated March 1, 2021, by and among the registrant and the investors named therein | 10-K | 001-38682 | 4.7 | 3/1/2021 |
| 10.1+ | Form of Director and Officer Indemnification Agreement | S-1/A | 333-227237 | 10.1 | 9/24/2018 |
| 10.2+ | 2009 Options and Profits Interest Plan | S-1 | 333-227237 | 10.2 | 9/7/2018 |
| 10.3+ | 2015 Share Incentive Plan | S-1 | 333-227237 | 10.3 | 9/7/2018 |
| 10.4+ | Form of Notice of Stock Option Grant and Stock Option Agreement under the 2009 Option and Profits Interest Plan | S-1 | 333-227237 | 10.4 | 9/7/2018 |
| 10.5+ | Form of Notice of Stock Option Grant and Stock Option Agreement under the 2015 Share Incentive Plan | S-1 | 333-227237 | 10.5 | 9/7/2018 |
| 10.6+ | 2018 Equity Incentive Plan | S-1/A | 333-227237 | 10.6 | 9/24/2018 |
| 10.7+ | Form of Notice of Stock Option Grant and Stock Option Agreement under the 2018 Equity Incentive Plan | S-1/A | 333-227237 | 10.7 | 9/24/2018 |
| 10.8+ | Form of Notice of Restricted Stock Unit Grant and Terms and Conditions of Restricted Stock Unit Grant under the 2018 Equity Incentive Plan | S-1/A | 333-227237 | 10.8 | 9/24/2018 |
| 10.9+ | 2018 Employee Stock Purchase Plan | S-1/A | 333-227237 | 10.9 | 9/24/2018 |
| Exhibit · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Number | Description | Form | File No. | Exhibit | Filing Date |
| 10.10+ | Form of Subscription Agreement under the 2018 Employee Stock Purchase Plan | S-1/A | 333-227237 | 10.10 | 9/24/2018 |
| 10.11+ | Executive Employment Agreement, effective as of September 6, 2018, between the Registrant and Victor Perlroth | S-1/A | 333-227237 | 10.11 | 9/24/2018 |
| 10.12+ | Amended Executive Employment Agreement, effective as of September 6, 2018, between the Registrant and John Borgeson | S-1/A | 333-227237 | 10.12 | 9/24/2018 |
| 10.13+ | Executive Incentive Compensation Plan | S-1/A | 333-227237 | 10.15 | 9/24/2018 |
| 10.14 | Funding Agreement, dated as of December 1, 2019, between Kodiak Sciences Inc., Kodiak Sciences GmbH and Baker Bros. Advisors, LP | 8-K | 001-38682 | 10.1 | 12/2/2019 |
| 10.15 | Lease Agreement for 1200 Page Mill Road, Building 3, by and between the Registrant and 1050 Page Mill Road Property, LLC, dated June 19, 2020 | 10-Q | 001-38682 | 10.1 | 8/10/2020 |
| 10.16 | Lease Agreement for 1250 Page Mill Road, Building 4, by and between the Registrant and 1050 Page Mill Road Property, LLC, dated June 19, 2020 | 10-Q | 001-38682 | 10.2 | 8/10/2020 |
| 10.17 | Letter Agreement, dated July 22, 2021 | 8-K | 001-38682 | 10.1 | 7/23/2021 |
| 10.18 | 2021 Long-Term Performance Incentive Plan | 10-Q | 001-38682 | 10.1 | 11/9/2021 |
| 10.19 | Underwriting Agreement, dated as of December 16, 2025, by and among Kodiak Sciences Inc., J.P. Morgan Securities LLC, Jefferies LLC, Evercore Group L.L.C. and UBS Securities LLC. | 8-K | 001-38682 | 1.1 | 12/18/2025 |
| 19.1 | Kodiak Sciences Inc. Insider Trading Policy | 10-K | 001-38682 | 19.1 | 3/27/2025 |
| 21.1* | Subsidiaries of the Company | ||||
| 23.1* | Consent of Independent Registered Public Accounting Firm | ||||
| 24.1* | Power of Attorney (included in signature page) | ||||
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| Exhibit · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Number | Description | Form | File No. | Exhibit | Filing Date |
| 31.2* · Certification of Principal Financial and Accounting Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||||
| 32.1* · Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||
| 32.2* · Certification of Principal Financial and Accounting Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||
| 97.1 | Incentive Compensation Recoupment Policy | 10-K | 001-38682 | 97.1 | 3/28/2024 |
| 101.INS | Inline XBRL Instance Document | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbases Document | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith.
- Indicates management contract or compensatory plan.
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