Equillium, Inc.
For the period ended Dec 31, 2025. Filed Mar 25, 2026.
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FY2025 · Filed Mar 25, 2026
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Item 9B. Other Information
Trading Arrangements
During the three months ended December 31, 2025, an officer (as defined in Rule 16a-1(f) under the Exchange Act) adopted a contract, instruction or written plan for the sale of our securities set forth in the table below:
| Type of Trading Arrangement · Total Sharesof Common | |||||
|---|---|---|---|---|---|
| Name and Position · Action · Adoption/TerminationDate · Rule10b5-1(1) · Non-Rule10b5-1(2) · Stock to beSold · Expiration Date | |||||
| Penny Tom, SVP Finance & Principal Accounting Officer | Adoption(3) | October 10, 2025 | X | 351,948 | October 10, 2026 |
(1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
(3)Represents the adoption of a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) adopted on December 12, 2023.
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