Fold Holdings, Inc.
For the period ended Dec 31, 2025. Filed Mar 17, 2026.
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FY2025 · Filed Mar 17, 2026
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
The Company’s directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) are permitted to trade in the Company’s securities pursuant to a prearranged trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act (a “Rule 10b5-1 Plan”). During the three months ended December 31, 2025, one of the Company’s officers, our Chief Technology Officer, Tom Dickman, adopted a Rule 10b5-1 Plan. The applicable Rule 10b5-1 Plan was entered into during an open trading window, on December 12, 2025, in accordance with the Company’s Insider Trading Policy and Trading Plan Policy. Up to 50,000 shares can be sold under Mr. Dickman's 10b5-1 Plan at prices ranging from $10.00 per share to $12.00 per share from April 13, 2026 through October 13, 2026.
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