EyePoint, Inc.
For the period ended Dec 31, 2025. Filed Mar 5, 2026.
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FY2025 · Filed Mar 5, 2026
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
ITEM 15. EXHIBITS ANDFINANCIAL STATEMENTS
(a)(1) Financial Statements
The financial statements filed as part of this report are listed on the Index to Consolidated Financial Statements on page F-1.
(a)(2) Financial Statement Schedules
Schedules have been omitted because of the absence of conditions under which they are required or because the required information is included in our Consolidated Financial Statements or Notes thereto.
(a)(3) Exhibits
| Incorporated by Reference to SEC Filing | ||||
|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | SEC Filing Date | Exhibit No. |
| Articles of Incorporation and By-Laws | ||||
| 3.1 | Certificate of Incorporation of pSivida Corp. | 8-K12G3 | 06/19/08 | 3.1 |
| 3.2 | Certificate of Amendment of the Certificate of Incorporation of pSivida Corp. | 10-K | 09/13/17 | 3.2 |
| 3.3 | Certificate of Correction to Certificate of Amendment of the Certificate of Incorporation of pSivida Corp. | 8-K | 04/02/18 | 3.1 |
| 3.4 | Certificate of Amendment of Certificate of Incorporation, as amended of EyePoint Pharmaceuticals, Inc. | 8-K | 06/27/18 | 3.1 |
| 3.5 | By-Laws of EyePoint Pharmaceuticals, Inc. | 10-K | 09/18/18 | 3.5 |
| 3.6 | Amendment No. 1 to the By-Laws of EyePoint Pharmaceuticals, Inc. | 8-K | 11/06/18 | 3.1 |
| 3.7 | Certificate of Amendment of the Certificate of Incorporation, as amended, of EyePoint Pharmaceuticals, Inc. | 8-K | 06/23/20 | 3.1 |
| 3.8 | Certificate of Amendment of the Certificate of Incorporation, as amended, of EyePoint Pharmaceuticals, Inc. | 8-K | 12/08/20 | 3.1 |
| 3.9 | Certificate of Amendment to Certificate of Incorporation, as amended, of EyePoint, Inc. | 8-K | 12/08/25 | 3.1 |
| 3.10 | Amendment No. 2 to the By-Laws of EyePoint, Inc. | 8-K | 12/08/25 | 3.2 |
| Instruments Defining the Rights of Security Holders | ||||
| 4.1 | Form of Specimen Stock Certificate for Common Stock | 8-K12G3 | 06/19/08 | 4.1 |
| 4.2(a) | Description of Securities of EyePoint, Inc. | |||
| 4.3 | Form of Pre-Funded Warrant to Purchase Common Stock, 2021 | 8-K | 11/19/21 | 4.1 |
| 4.4 | Form of Pre-Funded Warrant to Purchase Common Stock, 2025 | 8-K | 10/17/25 | 4.1 |
| Material Contracts - Management Contracts and Compensatory Plans | ||||
| 10.1† | 2008 Equity Incentive Plan, as amended on November 19, 2009 | 10-K | 09/10/15 | 10.6 |
| 10.2† | Form of Stock Option Certificate for grants to executive officers under the pSivida Corp. 2008 Incentive Plan | 8-K | 09/10/08 | 10.1 |
| 10.3† | EyePoint, Inc. Amended and Restated 2016 Long Term Incentive Plan, as amended | 8-K | 11/14/22 | 10.1 |
| 10.4† | Form of Stock Option Certificate for grants to executive officers under the EyePoint, Inc. 2016 Long Term Incentive Plan, as amended | 10-Q | 02/08/18 | 10.1 |
| 10.5† | Form of Stock Option Award Agreement for Inducement grants to executive officers under the EyePoint Pharmaceuticals, Inc. Amended and Restated 2016 Long Term Incentive Plan | 10-K | 09/18/18 | 10.15 |
| 10.6(a)† | EyePoint, Inc. 2019 Employee Stock Purchase Plan, as amended | |||
| 10.7(a)† | EyePoint, Inc. 2023 Long-Term Incentive Plan | |||
| 10.8† | Employment Agreement, effective November 1, 2021, between EyePoint, Inc. and Jay S. Duker, M.D. | 8-K | 11/01/21 | 10.1 |
| Incorporated by Reference to SEC Filing | ||||
|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | SEC Filing Date | Exhibit No. |
| 10.9† | First Amendment to Employment Agreement, dated January 3, 2023, by and between EyePoint, Inc. and Jay S. Duker | 8-K | 01/06/23 | 10.1 |
| 10.10† | Amended and Restated Employment Agreement, dated January 3, 2023, by and between EyePoint, Inc. and George O. Elston | 8-K | 01/06/23 | 10.3 |
| 10.11(a)† | Form of Indemnification Agreement between EyePoint, Inc. and its officers and directors | |||
| 10.12† | Second Amendment to Employment Agreement, dated July 10, 2023, by and between EyePoint, Inc. and Jay S. Duker | 8-K | 07/10/23 | 10.2 |
| 10.13† | Form of Stock Option Award for Inducement Grants to executive officer pursuant to the 2023 LTIP | 10-K | 03/08/24 | 10.20 |
| 10.14† | Employment Agreement, dated March 4, 2024, by and between EyePoint, Inc. and Ramiro Ribeiro, M.D., Ph.D | 10-Q | 05/09/24 | 10.1 |
| 10.15† | Severance Agreement and General Release, dated August 6, 2024, by and between EyePoint, Inc. and Nancy S. Lurker | 10-Q | 08/08/24 | 10.3 |
| 10.16(a)† | EyePoint, Inc. Amendment No.1 to 2023 Long-Term Incentive Plan | |||
| 10.17(a)† | EyePoint, Inc. Amendment No. 2 to 2019 Employee Stock Purchase Plan | |||
| 10.18(a)† | EyePoint, Inc. Amendment No 2. to 2023 Long-Term Incentive Plan | |||
| 10.19(a)† | Performance Award to executive officers under the 2023 Long-Term Incentive Plan, as amended | |||
| 10.20(a)† | Form of Stock Option Award under the EyePoint, Inc. 2023 Long-Term Incentive Plan, as amended. | |||
| 10.21(a)† | Form of Restricted Stock Unit under the EyePoint, Inc. 2023 Long-Term Incentive Plan, as amended. | |||
| 10.22(a)† | Third Amendment to Employment Agreement, dated March 5, 2026, by and between EyePoint, Inc. and Jay S. Duker. | |||
| 10.23(a)† | First Amendment to Employment Agreement, dated March 5, 2026, by and between EyePoint, Inc. and George O. Elston. | |||
| 10.24(a)† | First Amendment to Employment Agreement, dated March 5, 2026, by and between EyePoint, Inc. and Ramiro Ribeiro, M.D., Ph.D. | |||
| Material Contracts - Leases | ||||
| 10.25 | Lease Agreement between pSivida Corp. and Farley White Aetna Mills, LLC dated November 1, 2013 | 10-Q | 11/13/13 | 10.1 |
| 10.26 | First Amendment of Lease, dated February 6, 2014, between Farley White Aetna Mills and pSivida Corp. | 10-K | 09/18/18 | 10.24 |
| 10.27 | Second Amendment of Lease, dated May 17, 2018, between Whetstone Riverworks Holdings, LLC and EyePoint, Inc. | 10-K | 09/18/18 | 10.25 |
| 10.28 | Third Amendment to Lease, dated April 5, 2021, between GRE Riverworks, LLC and EyePoint, Inc. | 10-Q | 05/05/21 | 10.1 |
| 10.29 | Fourth Amendment to Lease, dated March 8, 2022, between GRE Riverworks, LLC and EyePoint, Inc. | 10-K | 03/14/22 | 10.28 |
| Incorporated by Reference to SEC Filing | ||||
|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | SEC Filing Date | Exhibit No. |
| 10.30 | Lease Agreement, dated January 23, 2023, between V.E. Properties IX, LLC and EyePoint, Inc. | 10-K | 03/10/23 | 10.26 |
| 10.31 | First Amendment to Northbridge Lease, dated September 30, 2024, by and between EyePoint US, Inc. and 600 CPK LLC | 10-Q | 11/07/24 | 10.1 |
| 10.32 | Fifth Amendment to Lease, dated March 31, 2025, between GRE Riverworks, LLC and EyePoint, Inc. | 10-Q | 05/08/25 | 10.1 |
| Material Contracts - License and Collaboration Agreements | ||||
| 10.33 | Exclusive License Agreement between EyePoint, Inc. and Equinox Science, LLC | 10-K | 03/16/20 | 10.32 |
| 10.34 | Amendment #1 to Exclusive License Agreement, dated May 2, 2022, by and between EyePoint, Inc. and Equinox Sciences, LLC | 10-Q | 08/05/22 | 10.1 |
| 10.35 | Exclusive License Agreement, dated May 2, 2022, by and between EyePoint, Inc. and Betta Pharmaceuticals, Co., Ltd. | 10-Q | 08/05/22 | 10.2 |
| 10.36 | Product Rights Agreement, dated May 17, 2023, by and between EyePoint, Inc. and Alimera Sciences, Inc. | 8-K | 05/18/23 | 2.1 |
| 10.37 | Commercial Supply Agreement, dated May 17, 2023, by and between EyePoint, Inc. and Alimera Sciences, Inc. | 8-K | 05/18/23 | 10.1 |
| 10.38 | Memorandum of Understanding, dated August 26, 2024, by and between EyePoint, Inc. and Ocumension Therapeutics | 10-Q | 11/07/24 | 10.2 |
| Material Contracts - Other Agreements | ||||
| 10.39 | Agreement and Plan of Merger, dated March 28, 2018, by and among pSivida Corp., Oculus Merger Sub, Inc., Icon Bioscience, Inc. and Shareholder Representative Services LLC | 8-K | 03/29/18 | 10.5 |
| 10.40 | Controlled Equity OfferingSM Sales Agreement, dated August 5, 2020, by and between EyePoint, Inc. and Cantor Fitzgerald & Co. | 8-K | 08/05/20 | 1.1 |
| 19.1(a) | Insider Trading Policy | |||
| 21.1(a) | Subsidiaries of EyePoint, Inc. | |||
| 23.1(a) | Consent of Independent Registered Public Accounting Firm, Deloitte & Touche LLP | |||
| 31.1(a) | Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |||
| 31.2(a) | Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |||
| 32.1(b) | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 32.2(b) | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 97.1(a) | EyePoint, Inc. Incentive Compensation Recovery Policy, dated September 17, 2023 | |||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbases Document | |||
| Incorporated by Reference to SEC Filing | ||||
| Exhibit No. | Exhibit Description | Form | SEC Filing Date | Exhibit No. |
| 104 | Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit 101). | |||
Portions of this exhibit have been omitted in compliance with Item 601 of Regulation S-K.
† Indicates management contract or compensatory arrangement.
(a) Filed herewith
(b) Furnished herewith
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.